Erez Law is currently investigating former Aegis Capital Corp. broker Anthony Tricarico (CRD# 1047416) regarding unsuitable investment recommendations. Tricarico has been registered with Aegis Capital Corp. in New York, New York from 2010 to 2020. In February 2021, FINRA suspended … Continue reading
Erez Law is currently investigating former Cetera Advisors LLC broker Justin Dolan (CRD# 4987385) regarding alternative investment losses. Dolan has been registered with Charles Schwab & Co., Inc. in St. Augustine, Florida since 2020. Previously, Dolan was registered with J. … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. broker Martin Walcoe (CRD# 1593935) regarding energy sector losses. Walcoe has been registered with David Lerner Associates, Inc. in Syosset, New York since 1996. It is alleged that David Lerner Associates, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Mark Carlson (CRD# 1024633). Carlson has been registered with Merrill Lynch, Pierce, Fenner & Smith … Continue reading
Were you the victim of former Presidential Brokerage, Inc. broker Robert Stanlick (CRD# 2411358)? Stanlick has been registered with Geneos Wealth Management, Inc. in Colorado Springs, Colorado since 2017. Previously, Stanlick was registered with Presidential Brokerage, Inc. in Colorado Springs, … Continue reading
Erez Law is currently investigating Morgan Stanley broker William Dumchus (CRD# 1098533) regarding unsuitable investment recommendations. Dumchus has been registered with Morgan Stanley in Short HIlls, New Jersey since 2014. Dumchus has been the subject of two customer complaints in … Continue reading
Former Voya Financial Advisors, Inc. broker Samuel Head (CRD# 2456312) faces customer complaints regarding suitability. Head has been registered with Ameriprise Financial Services, LLC in Seneca, Columbia, and Myrtle Beach, South Carolina since June 2020. Previously, Head was registered with … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ralph Byer (CRD# 1038411)? Byer has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Plantation, Florida since 1982. Byer has been the subject of … Continue reading
Were you the victim of former J.P. Turner broker Dan Vismor (CRD# 5321492)? Vismor has been registered with David Lerner Associates, Inc. in Boca Raton, Florida since 2017. Previously, Vismor was registered with Newbridge Securities Corporation in Boca Raton, Florida … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Raquel Pacheo (CRD# 3117770) regarding unsuitable investment recommendations. Pacheo has been registered with Wells Fargo Clearing Services, LLC in Westlake, Ohio since 2018. Previously, Pacheo was … Continue reading