There are options for customers of Triad Advisors LLC broker Darrin Cohen (CRD# 2488435) who suffered investment losses. Cohen has been registered with Triad Advisors LLC in Alpharetta, Georgia since 2014, with Red Triangle, LLC in Charleston, South Carolina since … Continue reading
Were you the victim of former PHX Financial, Inc. broker Solomon Krispeal (CRD# 2735776)? Krispeal has been registered with PHX Financial, Inc. in Hauppauge, New York from 2016 to 2019 and previously with Legend Securities, Inc. in Jerricho, New York … Continue reading
There are options for customers of UBS Financial Services Inc. broker Nick Polydoros (CRD# 1109056) who suffered investment losses. Polydoros has been registered with UBS Financial Services Inc. in Scottsdale, Arizona since 2011. Polydoros has been the subject of two … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Brendan Behan (CRD# 5681974) regarding unsuitable investment recommendations. Behan has been registered with Aegis Capital Corp. in Melville, New York since 2012. Behan has been the subject of two customer complaints … Continue reading
Erez Law is currently investigating Geneos Wealth Management, Inc. broker Richard Braverman (CRD# 1023227) regarding unsuitable investment recommendations. Braverman has been registered with Geneos Wealth Management, Inc. in Lancaster, Pennsylvania since 2008. Braverman has been the subject of two customer … Continue reading
Were you the victim of Barrett & Company broker Wilson Saville (CRD# 1406756)? Saville has been registered with Barrett & Company in Providence, Rhode Island since 1986. In 1998, the National Association of Securities Dealers, Inc. censured and sanctioned Saville … Continue reading
Were you the victim of First Allied Securities, Inc. broker Daniel Brunette (CRD# 813924)? Brunette has been registered with First Allied Securities, Inc. in Indianapolis, Indiana since 2012 and with Cetera Investment Advisers LLC in Indianapolis, Indiana since 2020. In … Continue reading
There are options for clients of Geneos Wealth Management, Inc. broker Joseph Sturniolo (CRD# 1094557) who suffered investment losses. Sturniolo has been registered with Geneos Wealth Management, Inc. in Denver, Colorado since 2006 and with Sturniolo Joseph S & Associates … Continue reading
There are options for customers of Morgan Stanley broker Jacob Shapira (CRD# 1890969) who suffered investment losses. Shapira has been registered with Morgan Stanley in New York, New York since 2009. Shapira has been the subject of five customer complaints … Continue reading
Were you the victim of Madison Avenue Securities, LLC broker Steven Kwan (CRD# 3183681)? Kwan has been registered with Madison Avenue Securities, LLC in Austin, Texas since 2006. Kwan has been the subject of two customer complaints between 2020 and … Continue reading