Can I recover losses from investments with FSC Securities Corporation broker Margaret Suite-Arnold (CRD# 1399665)? Suite-Arnold has been registered with FSC Securities Corporation in China Grove, North Carolina since 2009. Suite-Arnold has been the subject of two customer complaints between … Continue reading
Erez Law is currently investigating former SunTrust Advisory Services, Inc. broker Raul Benitez (CRD# 4457185) regarding Northstar GIC. Benitez has been registered with Wells Fargo Clearing Services, LLC in Aventura, Florida since 2018. Previously, Benitez was registered with SunTrust Advisory … Continue reading
Were you the victim of Raymond James Financial Services, Inc. broker Timothy Bartelt (CRD# 2501532)? Bartelt has been registered with Raymond James Financial Services, Inc. in Elm Grove, Wisconsin since 2008. In 1997, the Ohio Division of Securities opened an … Continue reading
Did Aegis Capital Corp. broker Gerald Sharpe (CRD# 2109210) make unsuitable investment recommendations? Sharpe has been registered with Aegis Capital Corp. in Red Bank, New Jersey since 2016. Previously, Sharpe was registered with National Securities Corporation in Red Bank, New … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Sonia Balfour-Fears (CRD# 5864524) regarding churning. Balfour-Fears has been registered with Morgan Stanley in Atlanta, Georgia since January 2021. Previously, Balfour-Fears was registered with Merrill Lynch, … Continue reading
Erez Law is currently investigating former Four Points Capital Partners LLC broker Allan Montalbano (CRD# 4507029) regarding stock investment losses. Montalbano was registered with Worden Capital Management LLC in Garden City, New York from 2015 to 2017 and previously with … Continue reading
Can I recover losses from investments with Momentum Independent Network Inc. broker Walter Stallones (CRD# 433344)? Stallones has been registered with Momentum Independent Network Inc. in San Marcos, Texas since 2010. Stallones has been the subject of six customer complaints … Continue reading
Erez Law recently filed a FINRA arbitration against UBS Financial Services Inc. for Yield Enhancement Strategy (YES) program losses. The Erez Law clients allege that Brian Donaldson (CRD #2503258) and Frank Baldwin (CRD #1415901) recommended they invest in the YES … Continue reading
Did you lose money investing with former LPL Financial LLC broker Elias Hakimian (CRD# 4404048)? Hakimian was registered with LPL Financial LLC in Seal Beach, California from 2005 to 2019, when he was terminated regarding, “Customer alleges that representative engaged … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Ameriprise Financial Services, LLC broker Stephen Carrione (CRD# 1603335). Carrione has been registered with Cadaret, Grant & Co., Inc. in Bloomfield, New … Continue reading