Erez Law is currently investigating Morgan Stanley broker Roy Budd (CRD# 34635) regarding suitability concerns. He has been registered with Morgan Stanley in Little Falls, New Jersey since 2009. Roy Budd Customer Complaints Roy Budd has been the subject of … Continue reading
Were you the victim of former LPL Financial LLC broker Michael Barranco (CRD# 4825738) regarding unsuitable investment recommendations and selling away? He was registered with LPL Financial LLC in Montgomery, Alabama from 2007 to 2015, when he was terminated regarding … Continue reading
Erez Law is currently investigating former NYLIFE Securities LLC broker Esmeraldo Espinoza (CRD# 6198418) regarding insurance losses due to unsuitable investment recommendations. He has been registered with First Financial Equity Corporation in Scottsdale, Arizona from June to October 2021. Previously, … Continue reading
Erez Law is currently investigating Mariner Wealth Advisor broker Faith Xenos (CRD# 1320067) regarding unsuitable investment recommendations. He has been registered with Msec, LLC in Coral Gables, Florida since 2019 and with Mariner Wealth Advisors in Coral Gables, Florida since … Continue reading
Did you lose money investing in mutual funds due to investment fraud with Robert W. Baird & Co. broker Edmund Murphy (CRD# 2145807? He was registered with Robert W. Baird & Co. Incorporated in Naples, Florida from 1999 to 2021. … Continue reading
Erez Law is currently investigating former Triad Advisors, Inc. broker Kenneth Luccioni (CRD# 719779) who is accused of unsuitable investment recommendations. Kenneth Luccioni was registered with Triad Advisors, Inc. in Park Ridge, Illinois from 2000 to 2016. In November 2018, … Continue reading
Erez Law is currently investigating former First Allied Securities, Inc. broker Chad Barancyk (CRD# 4921433) regarding unsuitable alternative investment recommendations. Chad Barancyk has been registered with Great Point Capital LLC in Chicago, Illinois since February 2021. Previously, he was registered … Continue reading
Erez Law is currently investigating former Worden Capital Management LLC broker William Athas (CRD# 3165470) regarding unsuitable investment recommendations and excessive trading. William Athas was registered with SW Financial in Melville, New York from 2020 to 2021. Previously, he was … Continue reading
There are options for clients of former Fidelity Brokerage Services LLC broker Kitwana Thomas (CRD# 5539984) who suffered investment losses due to unsuitable investment recommendations. Kitwana Thomas was registered with Fidelity Brokerage Services LLC in Jacksonville, Florida from 2012 to … Continue reading
Erez Law is currently investigating former Cambridge Investment Research, Inc. broker Dale Wright (CRD# 1142615) regarding investment losses due to suitability concerns. Dale Wright has been registered with Cambridge Investment Research, Inc. in Henrico, Virginia from 2011 to 2019. In … Continue reading