Did you lose money investing in mutual funds due to investment fraud with Robert W. Baird & Co. broker Edmund Murphy (CRD# 2145807? He was registered with Robert W. Baird & Co. Incorporated in Naples, Florida from 1999 to 2021.
Edmund Murphy Customer Complaints
Edmund Murphy has been the subject of three customer complaints between 2002 and 2021, one of which was denied, according to his CRD report. The most recent complaint was regarding:
October 2021. “The claimant alleges the FA recommended unsuitable investments that led to losses in her trust account.” The case is currently pending. The complaint was regarding mutual fund losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Robert W. Baird & Co. may be liable for investment or other losses suffered by Edmund Murphy’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.