Category: Unsuitable Investments
Were you the victim of First Allied Securities, Inc. broker Daniel Brunette (CRD# 813924)? Brunette has been registered with First Allied Securities, Inc. in Indianapolis, Indiana since 2012 and with Cetera Investment Advisers LLC in Indianapolis, Indiana since 2020. In … Continue reading
There are options for clients of Geneos Wealth Management, Inc. broker Joseph Sturniolo (CRD# 1094557) who suffered investment losses. Sturniolo has been registered with Geneos Wealth Management, Inc. in Denver, Colorado since 2006 and with Sturniolo Joseph S & Associates … Continue reading
There are options for customers of Morgan Stanley broker Jacob Shapira (CRD# 1890969) who suffered investment losses. Shapira has been registered with Morgan Stanley in New York, New York since 2009. Shapira has been the subject of five customer complaints … Continue reading
Were you the victim of Madison Avenue Securities, LLC broker Steven Kwan (CRD# 3183681)? Kwan has been registered with Madison Avenue Securities, LLC in Austin, Texas since 2006. Kwan has been the subject of two customer complaints between 2020 and … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Anthony Tricarico (CRD# 1047416) regarding unsuitable investment recommendations. Tricarico has been registered with Aegis Capital Corp. in New York, New York from 2010 to 2020. In February 2021, FINRA suspended … Continue reading
Erez Law is currently investigating former Cetera Advisors LLC broker Justin Dolan (CRD# 4987385) regarding alternative investment losses. Dolan has been registered with Charles Schwab & Co., Inc. in St. Augustine, Florida since 2020. Previously, Dolan was registered with J. … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. broker Martin Walcoe (CRD# 1593935) regarding energy sector losses. Walcoe has been registered with David Lerner Associates, Inc. in Syosset, New York since 1996. It is alleged that David Lerner Associates, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Mark Carlson (CRD# 1024633). Carlson has been registered with Merrill Lynch, Pierce, Fenner & Smith … Continue reading
Were you the victim of former Presidential Brokerage, Inc. broker Robert Stanlick (CRD# 2411358)? Stanlick has been registered with Geneos Wealth Management, Inc. in Colorado Springs, Colorado since 2017. Previously, Stanlick was registered with Presidential Brokerage, Inc. in Colorado Springs, … Continue reading
Erez Law is currently investigating Morgan Stanley broker William Dumchus (CRD# 1098533) regarding unsuitable investment recommendations. Dumchus has been registered with Morgan Stanley in Short HIlls, New Jersey since 2014. Dumchus has been the subject of two customer complaints in … Continue reading