Erez Law is currently investigating Emerson Equity LLC broker Jeff Webb (CRD# 6486331) regarding unsuitable investment recommendations related to corporate debt. He has been registered with Emerson Equity LLC in Denver, Colorado, since 2017. He was registered with Kingstone Capital … Continue reading
Can you recover losses due to recommendations by former McAdam LLC broker Victoria Pazzalia (CRD# 5920806)? She has been registered with Madison Avenue Securities, LLC in Vienna, Virginia, since 2025, and McAdam LLC in Vienna, Virginia, since 2014. She was … Continue reading
Were you the victim of Morgan Stanley broker Noah Alweiss (CRD# 5902252)? He has been registered with Morgan Stanley in Miami, Florida, since 2011. Noah Alweiss Customer Complaints He has been the subject of one customer complaint, according to his … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Nicholas Peterson (CRD# 5985784) who suffered investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Annapolis, Maryland, since 2011. Nicholas … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Wells Fargo Clearing Services, LLC broker Jeremy Maurer (CRD# 5801701). He has been registered with Wells Fargo Clearing Services, LLC in Roseville, California, … Continue reading
Dempsey Lord Smith, LL broker Joel Goldberg (CRD# 6590746) is accused of unsuitable investment recommendations. He has been registered with Dempsey Lord Smith, LLC in Dalton, Georgia, since 2016. Joel Goldberg Customer Complaints He has been the subject of one … Continue reading
Wells Fargo Clearing Services, LLC broker Donna Bromfield-Day (CRD# 5480459) is accused of unsuitable investment recommendations. She has been registered with Wells Fargo Clearing Services, LLC in Fort Worth, Texas, since 2014. Donna Bromfield-Day Customer Complaints She has been the … Continue reading
LPL Financial LLC broker Jordan Rider (CRD# 5292169) faces customer complaints related to unsuitable investment recommendations. He has been registered with LPL Financial LLC in Leawood, Kansas, since 2010, and The Wealth Consulting Group in Leawood, Kansas, since 2023. He … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Shadi Barakat (CRD# 5031281) regarding excessive trading and unsuitable investment recommendations. Barakat has been registered with Spartan Capital Securities, LLC in New York, New York, since May 2017. Previously, he … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Oybek Giyazov (CRD# 5511723) regarding unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Los Angeles, California, since 2011. Oybek Giyazov Customer Complaints He … Continue reading