Category: Stocks Articles
Morgan Stanley broker Helen Rothlein (CRD# 709040) is accused of stock losses. She has been registered with Morgan Stanley in New York, New York, since 2009. Helen Rothlein Customer Complaints She has been the subject of three customer complaints between … Continue reading
Were you the victim of J.P. Morgan Securities LLC broker Hamid Derbani (CRD# 6899972)? He has been registered with J.P. Morgan Securities LLC in San Francisco, California, since 2018. Hamid Derbani Customer Complaints He has been the subject of one … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Terry Tzagarakis (CRD# 2796055) regarding stock losses. He was registered with Arive Capital Markets in Bay Ridge, New York, from May 2020 to January 2021. Previously, he was registered … Continue reading
There are options for clients of former Morgan Stanley broker Guillermo Eiben (CRD# 5697705) who lost money investing in stocks. He has been registered with UBS Financial Services Inc. in New York, New York, since 2023. He was registered with … Continue reading
There are options for clients of Laidlaw & Company broker Richard Michalski (CRD# 4588706) regarding stock and private placement losses. He has been registered with Laidlaw & Company in New York, New York, since 2010. In November 2023, the United … Continue reading
Were you the victim of Bolton Global Capital broker Marco Oreamuno (CRD# 4903418)? He has been registered with Bolton Global Capital and Bolton Global Asset Management in Miami, Florida, since 2019. He was registered with Morgan Stanley in Miami, Florida, … Continue reading
Cetera Advisors LLC broker David Strunc (CRD# 4766050) is accused of stock losses. He has been registered with Cetera Advisors LLC in Orlando, Florida, since 2012, and Cetera Investment Advisers LLC in Orlando, Florida, since 2024. David Strunc Customer Complaints … Continue reading
LPL Financial LLC broker Derek Copeland (CRD# 4347572) is accused of stock losses. He was registered with LPL Financial LLC in Charlotte, North Carolina, from 2020 to 2023, when he was terminated regarding, “Failed to disclose outside business activities to … Continue reading
Did you lose money investing in Centaurus Financial, Inc. broker Christopher Martin (CRD# 4179127)? He has been registered with Centaurus Financial, Inc. in Apple Valley, California, since 2006. In January 2025, FINRA sanctioned him to pay a civil and administrative … Continue reading
Erez Law is currently investigating Navigation Wealth Management, Inc. president Adam Brunin (CRD# 4407663) regarding stock losses. He has been registered as president and investment advisor representative with Navigation Wealth Management, Inc. in Fort Collins, Colorado, since 2016. He was … Continue reading