Category: Stocks Articles
Were you the victim of Cambridge Investment Research, Inc. broker Glen Ward (CRD# 1986586) regarding stock losses? He has been registered with Cambridge Investment Research, Inc. in Marvin, North Carolina, since 2008, and Cambridge Investment Research Advisors, Inc. in Marvin, … Continue reading
Dominari Securities LLC broker Joshua Shipley (CRD# 6631027) is accused of stock losses. He has been registered with Dominari Securities LLC in New York, New York, since 2023. He was registered with Revere Securities LLC in New York, New York, … Continue reading
Erez Law is currently investigating Apollon Wealth Management, LLC advisor Michael Brinton (CRD# 1565431) regarding stock losses. He has been an investment advisor representative with Terra Wealth Management, LLC in Nashville, Tennessee, since 2022. He has been a finder with … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Eyal Farag (CRD# 3072211) regarding stock losses. He was registered with Aegis Capital Corp. in Melville, New York, from 2014 to 2023. He was registered with the following brokerage firms: … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Shannon Roehrs (CRD# 4359877)? She has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Las Vegas, Nevada, since 2009. Shannon Roehrs Customer Complaints She … Continue reading
Did you lose money investing with former Stifel, Nicolaus & Company, Incorporated broker Danny Davis (CRD# 853374)? He was registered with Stifel, Nicolaus & Company, Incorporated in Omaha, Nebraska, from 2009 to 2025, when he was terminated regarding, “Violation of … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Peter Black (CRD# 1333774) regarding stock losses. He has been registered with UBS Financial Services Inc. in Princeton, New Jersey, since 2023. He was registered with Morgan Stanley in Lawrenceville, … Continue reading
Were you the victim of Osaic Wealth, Inc. broker Joseph Spina (CRD# 5769018)? He has been registered with Osaic Wealth, Inc. in Bedminster, New Jersey, since 2023. He was registered with Sagepoint Financial, Inc. in Bedminster, New Jersey, from 2011 … Continue reading
There are options for clients of Oppenheimer & Co. Inc. broker Clifford Hodgman (CRD# 4305009) who suffered investment losses in stocks. He has been registered with Oppenheimer & Co. Inc. in Kalamazoo, Michigan, since 2009. Clifford Hodgman Customer Complaints He … Continue reading
Aegis Capital Corp. broker John Cutrone III (CRD# 6427013) is accused of stock losses. He was registered with Aegis Capital Corp. in New York, New York, from 2017 to 2024, and Carey Financial, LLC in New York, New York, from … Continue reading