Category: Stocks Articles
Stifel, Nicolaus & Company, Incorporated broker Danny Davis (CRD# 853374) faces a customer complaint alleging stock losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Omaha, Nebraska, since 2009. Danny Davis Customer Complaints He has been the … Continue reading
Broker William Revoir (CRD# 873583) is accused of stock losses. He has been registered as an investment adviser representative with Foundations Investment Advisors, LLC in Bingham Farms, Michigan, since 2023, and in sales with Quest Commonwealth, LLC in Bingham Farms, … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Larry Cohen (CRD# 3191796) regarding stock losses. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital Corp. in … Continue reading
J.P. Morgan Securities LLC broker Alan Ertel (CRD# 1792720) is accused of stock losses. He has been registered with J.P. Morgan Securities LLC in New York, New York, since 2002. Alan Ertel Customer Complaints He has been the subject of … Continue reading
Were you the victim of former AE Wealth Management, LLC broker Kurt Stahl (CRD# 1890827)? He has been an investment advisor representative with AE Wealth Management, LLC in Topeka, Kansas, since 2017, president of Gulf Coast Financial Planning LLC in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with MML Investors Services, LLC broker Salvatore Bonetti (CRD# 4494241) regarding stock losses. He has been registered with Purshe Kaplan Sterling Investments in Windham, … Continue reading
Were you the victim of AMJ Financial Wealth Management LLC broker Fridtjov Markussen (CRD# 4323396)? He has been registered with Osaic Wealth, Inc. in Leesburg, Virginia, since 2024, and AMJ Financial Wealth Management LLC in Leesburg, Virginia, since 2018. He … Continue reading
Were you the victim of LPL Financial LLC broker Peter Cox (CRD# 4501828)? He has been registered with LPL Financial LLC in Mesquite, Nevada, since 2018. He was registered with MML Investors Services, LLC in Las Vegas, Nevada, from 2017 … Continue reading
Former National Securities Corporation broker Mark Bruscianelli (CRD# 4177839) is accused of stock losses. He has been registered with B. Riley Wealth Management in Chicago, Illinois, since 2022. He was registered with National Securities Corporation in Chicago, Illinois, from 2002 … Continue reading
Glendale Securities, Inc. broker Namhuanwei Huang (CRD# 3268328) is accused of stock losses. He has been registered with Glendale Securities, Inc. in Brooklyn, New York, since 2005. In August 2021, the state of Massachusetts opened an investigation related to two … Continue reading