Did you lose money investing with Purshe Kaplan Sterling Investments broker Colleen Maron (CRD# 2211633)? She was registered with Purshe Kaplan Sterling Investments in Albany, New York, from 2016 to 2023, and MML Investors Services, LLC in Springfield, Massachusetts, from … Continue reading
Former KDC Financial, Inc. broker John Openshaw (CRD# 2306112) is accused of real estate losses. He was registered with the following brokerage firms in the past few years: KDC Financial, Inc. in Green Bay, Wisconsin, from 2018 to 2020 Lombard … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker W Joseph Jones (CRD# 867147) regarding real estate investment losses. He has been registered with Cambridge Investment Research, Inc. in Anderson, South Carolina, since 2018. He was registered with Advantage … Continue reading
Centaurus Financial, Inc. broker Michael Chauvenet (CRD# 1229930) is accused of real estate investment losses. He has been registered with Centaurus Financial, Inc. in Frisco, Texas, since 2011. Michael Chauvenet Customer Complaints He has been the subject of one customer … Continue reading
Purshe Kaplan Sterling Investments broker Philip Simonides (CRD# 1847411) is accused of real estate investment losses. He has been registered with Madison Avenue Securities, LLC in Vienna, Virginia, since 2025, and McAdam LLC in Vienna, Virginia, since 2014. He was … Continue reading
Were you the victim of LPL Financial LLC broker Vincent Pallitto Jr. (CRD# 3236328)? He has been registered with LPL Financial LLC in Florham Park, New Jersey, since 2000. Vincent Pallitto Jr. Customer Complaints He has been the subject of … Continue reading
Were you the victim of Cetera Advisors LLC broker David Perrotto (CRD# 4960240)? He has been registered with Cetera Advisors LLC in Webster, New York, since 2012, Cetera Investment Advisers LLC in Webster, New York, since 2024, and Bright Futures … Continue reading
There are options for clients of Emerson Equity LLC broker Brian Nelson (CRD# 5065593) regarding real estate security losses. He has been registered with Emerson Equity LLC in Mission Viejo, California, since 2013. Brian Nelson Customer Complaints He has been … Continue reading
LPL Financial LLC broker Mark Hegstrom (CRD# 4289931) is accused of real estate investment losses. He has been registered with LPL Financial LLC in Edina, Minnesota, since 2010, and Great Valley Advisor Group, Inc. in Bonita Springs, Florida, since 2023. … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Nicholas Travascio III (CRD# 2581756) regarding real estate investment losses. He was registered with LPL Financial LLC in Hurst, Texas, from 1999 to 2018. Nicholas Travascio III Customer Complaints He … Continue reading