Former Presidential Brokerage, Inc. broker Cory Davern (CRD# 2945772) faces a customer complaint for investment losses. Davern has been registered with Valic Financial Advisors, Inc. in Lakewood, Colorado since January 2020. Previously, Axa Distributors, LLC in Jersey City, New Jersey … Continue reading
In November 2020, FINRA censured and fined First Clearing, LLC $300,000 regarding non-compliant valuation information sent to more than 2,390 customers regarding their investments in Direct Participation Programs (DPPs) or Real Estate Investment Trusts (REITs). FINRA alleged that First Clearing … Continue reading
There are options for clients of former Triad Advisors LLC broker Michael Payne (CRD# 2289904) who suffered investment losses. Payne has been registered with Proequities, Inc. in Longwood, Florida since April 2018. Previously, Payne was registered with Barr Financial Services, … Continue reading
There are options for clients of FSC Securities Corporation broker Frank Briseno III (CRD# 1177246) who suffered investment losses. Briseno has been registered with FSC Securities Corporation in Metairie, Louisiana since 2004. Briseno has been the subject of three customer … Continue reading
Were you the victim of First Allied Securities, Inc. broker Kyle Franklin (CRD# 1255175)? Franklin has been registered with Hilltop Securities Inc. in Roseville, California from 2017 to 2019 and previously with First Allied Securities, Inc. in Cameron Park, California … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Cabot Lodge Securities, LLC broker Tatyana Bunich (CRD# 2288860). Bunich has been registered with Independent Financial Group, LLC in Columbia, Maryland since … Continue reading