Were you the victim of Independent Financial Group, LLC broker Mark Rothstein (CRD# 1084659)? Rothstein has been registered with Independent Financial Group, LLC in El Segundo, California since 2013. Prior to that, Rothstein was registered with Independent Financial Group, LLC … Continue reading
Erez Law is currently investigating brokers across the country who recommended their clients invest in Hospitality Investors Trust Inc., which was previously known as American Realty Capital Hospitality Trust. According to their website, Hospitality Investors Trust, Inc. is a publicly … Continue reading
There are options for customers of Concorde Investment Services, LLC broker Mark Huber (CRD# 5976354) who suffered investment losses. Huber has been registered with Concorde Investment Services, LLC in Racine, Wisconsin since 2012. Huber has been the subject of two … Continue reading
There are options for clients who suffered investment losses due to recommendations by LPL Financial LLC broker Brian Gaffney (CRD# 1633401). Gaffney has been registered with LPL Financial LLC in Chester, New Jersey since 2000. Gaffney has been the subject … Continue reading
Were you the victim of former H. Beck, Inc. broker Eric Felsenfeld (CRD# 4496689)? Felsenfeld has been registered with Kingswood Capital Partners, LLC in Rockville, Maryland since 2017. Previously, Felsenfeld was registered with Niagara International Capital Limited in New York, … Continue reading
Did you lose money investing in Steadfast Apartment Real Estate Investment Trust (REIT)? Erez Law is currently investigating brokers at brokerage firms across the country who recommended their clients invest in Steadfast Apartment REIT, Inc., a publicly-traded, non-traded REIT that … Continue reading
Did your MML Investors Services, LLC broker recommend you invest in CNL Lifestyle Properties? If your broker made unsuitable investment recommendations in private non-traded real estate investment trusts (REITs) and caused you to suffer investment losses, Erez Law can help. … Continue reading
Did you lose money investing in CNL Healthcare Properties? Erez Law is investigating brokers across the country who recommended their clients invest in CNL Healthcare Properties, a non-traded real estate investment trust (REIT) that seeks to provide income and growth … Continue reading
Former Presidential Brokerage, Inc. broker Cory Davern (CRD# 2945772) faces a customer complaint for investment losses. Davern has been registered with Valic Financial Advisors, Inc. in Lakewood, Colorado since January 2020. Previously, Axa Distributors, LLC in Jersey City, New Jersey … Continue reading
In November 2020, FINRA censured and fined First Clearing, LLC $300,000 regarding non-compliant valuation information sent to more than 2,390 customers regarding their investments in Direct Participation Programs (DPPs) or Real Estate Investment Trusts (REITs). FINRA alleged that First Clearing … Continue reading