Former Purshe Kaplan Sterling Investments broker Tonya Smoake (CRD# 4985049) was suspended by FINRA regarding her participation in private securities transactions. Tonya Smoake was registered with Bhargava Capital in Franklin Lakes, New Jersey from 2019 to 2020. Previously, Tonya Smoake … Continue reading
Can I recover losses from investments with former JPMorgan Chase Bank, N.A. broker Robert Douglass (CRD# 4262487), who is accused of recommending unsuitable private placements? Robert Douglass has been registered with Arkadios Capital in Atlanta, Georgia since November 2021. Previously, Robert … Continue reading
Did former Sagepoint Financial, Inc. broker David Adams (CRD# 1575083) recommended unsuitable investments, including GPB Capital Holdings’ private placements? David Adams has been registered with Ameriprise Financial Services, LLC in Jacksonville, Florida since 2018. Previously, David Adams was registered with Sagepoint … Continue reading
There are options for clients of broker David Volpe (CRD# 2543478) who suffered investment losses. David Volpe was registered with First Financial Equity Corporation in Scottsdale, Arizona from January to May 2019, when he was terminated regarding, “Failure to notify … Continue reading
Erez Law is currently investigating former David Lerner Associates, Inc. broker Jeffrey Basford (CRD# 5077566) regarding energy sector losses. He was registered with David Lerner Associates, Inc. in Westport, Connecticut from 2006 until 2022. It is alleged that he recommended … Continue reading
Were you the victim of Westpark Capital, Inc. broker Richard Rappaport (CRD# 1885122)? Richard Rappaport has been registered with Westpark Capital, Inc. in Los Angeles, California since 1999. In November 2021, FINRA suspended Richard Rappaport for 15 months from any … Continue reading
Erez Law is currently investigating former FSC Securities Corporation broker Brian Pearce (CRD# 1334784) regarding losses due to investments in Future Income Payments, LLC (FIPs). Brian Pearce was registered with World Equity Group, Inc. in Winter Haven, Florida from 2019 … Continue reading
Erez Law is currently investigating A.G.P. / Alliance Global Partners (formerly Euro Pacific Capital, Inc.) broker Peter Schiff (CRD# 1759484) regarding private placement investment losses. Peter Schiff has been registered with A.G.P. / Alliance Global Partners (formerly Euro Pacific Capital, … Continue reading
Did former Triad Advisors, LLC broker Alan Berger (CRD# 702838) recommend you invest in GPB Capital Holdings’ private placements? Alan Berger has been registered with Arkadios Capital in Wall, New Jersey since 2019. Previously, Alan Berger was registered with Triad … Continue reading
There are options for clients of former Boustead Securities, LLC broker Melvin Pirchesky (CRD# 1143100) who suffered investment losses. Pirchesky has been registered with Weild & Co. in New York, New York since 2019. Previously, Pirchesky was registered with Boustead … Continue reading