Category: Over Concentration
There are options for customers of former Oppenheimer & Co. Inc. financial advisor Royce Simpson (CRD# 1403356) regarding investment losses. Simpson was registered with Oppenheimer & Co. Inc. in Houston, Texas from 2011 to 2014. In March 2015, Simpson was … Continue reading
Did you lose money investing with Morgan Stanley broker Barry Garapedian (CRD# 1039257) who is accused of unsuitable investment recommendations? He was registered with Morgan Stanley in Westlake Village, California from 2009 to 2021, when he was terminated regarding, “Allegations … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Herbert J. Sims & Co. Inc. financial advisor Larry Wolfe (CRD# 502361) regarding over concentrating customer portfolios in structured notes and junk … Continue reading