Erez Law is currently investigating former Raymond James & Associates, Inc. broker Brian Visconti (CRD# 5851551) regarding overconcentration of investments. He has been registered with The Jeffrey Matthews Financial Group, L.L.C. in Tampa, Florida since March 2022. Previously, he was … Continue reading
There are options for customers of former J.W. Cole Financial, Inc. broker Vincent Mastrovito (CRD# 2044645) who suffered investment losses due to unsuitable and over concentrated investments. He has been registered with J.W. Cole Financial, Inc. in Novi, Michigan from … Continue reading
Were you the victim of former Cambridge Investment Research, Inc. broker Douglas Buczak (CRD# 1334415) who is accused of over-concentrating investments in customer accounts? He has been registered with Raymond James Financial Services, Inc. in Troy, Michigan from 2018 to … Continue reading
Erez Law recently filed a FINRA arbitration against Raymond James Financial Services, Inc., regarding investments in Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients around the globe. … Continue reading
Were you the victim of Raymond James & Associates, Inc. broker Edward Fernberger Jr. (CRD# 206743)? Fernberger has been registered with Raymond James & Associates, Inc. in Doylestown, Pennsylvania since 2016. Fernberger has been the subject of one customer complaint, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Kalos Capital, Inc. broker Kyle Kirwan (CRD# 5088691). Kirwan has been registered with Kalos Capital, Inc. in Henderson, Nevada since 2015. Kirwan has … Continue reading
Did you lose money investing with broker Louis Wargo (CRD# 1416101)? Wargo has been registered with FSC Securities Corporation in Brecksville, Ohio since 2003. Wargo has been the subject of three customer complaints between 2004 and 2020, one of which … Continue reading