Did you lose money investing with PHX Financial, Inc. broker Ali Mahlooji (CRD# 4830105), who is accused of overconcentrating investments in Intelsat S.A. (INTEQ) as part of a pump and dump scheme? He has been registered with PHX Financial, Inc. … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Evan Adelglass (CRD# 2392225), who is accused of mismanaging clients’ savings that resulted in millions of dollars of damages due to overconcentrated investments and the same recommendations to many clients without … Continue reading
Wells Fargo Clearing Services, LLC broker Mitchell Pindus (CRD# 1268550) is accused of a speculative investment strategy resulting in investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Los Angeles, California, since 2010. Mitchell Pindus Customer … Continue reading
Centaurus Financial, Inc. broker Valentino Scott (CRD# 1497615) faces customer complaints regarding overconcentration and suitability of investment recommendations. He has been registered with Centaurus Financial, Inc. in West Hills, California, since 1995. Previously, he was registered with Montano Securities Corporation … Continue reading
Were you the victim of investment losses due to recommendations by UBS Financial Services Inc. broker Barry Schwartz (CRD# 1022377)? He has been registered with UBS Financial Services Inc. in Miami, Florida, since 2013. In July 2013, the state of … Continue reading
In December 2024, a former client of Independent Financial Group, LLC in compensatory damages won an award in a FINRA arbitration for compensatory damages for $1 million related to private placement investment losses. The investors were clients of broker Armando … Continue reading
Erez Law is currently investigating former Citi Private Advisory, LLC broker Angel Ferrer (CRD# 4220368) regarding allegations that he overconcentrated positions in a healthcare company in the accounts of an Emmy award-winning news anchor. He has been registered with and … Continue reading
Erez Law recently filed a FINRA arbitration against Morgan Stanley. Their customer alleges investment losses due to recommendations by Morgan Stanley broker Sean Righter (CRD#5419832). Sean Righter has been a registered representative of Morgan Stanley in Irvine, California, since 2009. … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Berthel, Fisher & Company Financial Services, Inc. broker Mark Joneson (CRD# 4119915) regarding over-concentrated and unsuitable investment recommendations. He has been registered … Continue reading
Erez Law is currently investigating Morgan Stanley broker Gregory Cousins (CRD# 2150397) regarding investment losses due to overconcentration. He has been registered with Morgan Stanley in Boca Raton, Florida since 2009. Gregory Cousins Customer Complaints He has been the subject … Continue reading