Category: Options
Can I recover losses from investments with former Kalos Capital, Inc. broker Daniel Mann (CRD# 4592568) regarding GPB Capital Holdings investment losses? He has been registered with Independent Financial Group, LLC in Henderson, Nevada since 2021. Previously, he was registered … Continue reading
Erez Law is currently investigating JRL Capital Corporation broker Hillard Rest (CRD# 858840) regarding GWG Holdings Inc. losses. He has been registered with JRL Capital Corporation in Newport Beach, California since 2013. Hillard Rest Customer Complaints He has been the … Continue reading
Erez Law recently filed a FINRA arbitration against UBS Financial Services Inc. related to recommendations to invest in the company’s high risk and unsuitable Yield Enhancement Strategy (YES). It is alleged that UBS Financial Services Inc. was targeting high net … Continue reading
Can I recover losses from investments with Western International Securities, Inc. broker Karen Chung (CRD# 4158413) regarding who is accused of options losses? She has been registered with Western International Securities, Inc. in Pasadena, California since 2007. Karen Chung Customer … Continue reading
Can I recover losses from investments with former Western International Securities, Inc. broker Kathleen Bradley (CRD# 1302758) who is accused of options losses? She was registered with Western International Securities, Inc. in Pasadena, California from 2017 to 2022. Previously, she … Continue reading
Erez Law is currently investigating Western International Securities, Inc. broker Corey White (CRD# 4537015) regarding options losses. He has been registered with Western International Securities, Inc. in Pasadena, California since 2017. Previously, he was registered with Financial West Group in … Continue reading
Erez Law is currently investigating Morgan Stanley broker Anthony Gallea (CRD# 713980) regarding options losses due to investment fraud. He has been registered with Morgan Stanley in Hendersonville, North Carolina and Del Ray Beach, Florida since 2009. Anthony Gallea Customer … Continue reading
Erez Law recently won a FINRA arbitration claim against UBS Financial Services Inc. for Yield Enhancement Strategy (YES) program losses. This is the 4th award that Erez Law has won against UBS Financial Services Inc. for YES program losses. In … Continue reading
Former Suntrust Investment Services, Inc. broker Todd Gauthier (CRD# 1429968) was accused of customer investment losses due to recommendations to invest in options. He has been registered with Truist Investment Services, Inc. in Alpharetta, Georgia since 2009. Previously, he was … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Western International Securities, Inc. broker Donald Bizub (CRD# 1600090) regarding options losses. He has been registered with Hamilton Grant LLC in Pasadena, California … Continue reading