Category: Negligence Articles
Was Portsmouth Financial Services broker Randy Fox (CRD# 2726566) negligent with your investments? He was registered with Gt Securities, Inc. in Los Angeles, California, from 2023 to 2024, Portsmouth Financial Services in Atlanta, Georgia, from 2020 to 2022, Charles Schwab … Continue reading
Cambridge Investment Research, Inc. broker Amy Brandts (CRD# 1228497) is accused of negligence. She has been registered with Cambridge Investment Research, Inc. in Herndon, Virginia, since 2003, and Cambridge Investment Research Advisors, Inc. in Herndon, Virginia, since 2005. Amy Brandts … Continue reading
Erez Law is currently investigating St. Louis Financial Planners Inc. broker Thomas Kieffer (CRD# 269086) regarding investment losses due to managed individual stock portfolios. He has been registered with Ceros Financial Services, Inc. in Chesterfield, Missouri, since 2010 and with … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Tyler Childs (CRD# 6057499) regarding negligence leading to investment losses. He has been registered with UBS Financial Services Inc. in Troy, Michigan, since 2017. He was registered with Copeland Capital … Continue reading
Can you recover losses due to investments with Stifel, Nicolaus & Company, Incorporated broker Adam Chustz (CRD# 4129813)? He has been registered with Stifel, Nicolaus & Company, Incorporated in Paducah, Kentucky, since 2018. He was registered with Edward Jones in … Continue reading
Were you the victim of former Valmark Securities, Inc. broker Robert Eberhard (CRD# 5294508)? He has been registered with Valmark Securities, Inc. in Gainesville, Florida, from 2007 to 2023. Robert Eberhard Customer Complaints He has been the subject of one … Continue reading
Erez Law is currently investigating former Cetera Advisor Networks LLC broker David Kluksdal (CRD# 4850332) regarding negligence. He has been registered with Cetera Wealth Services, LLC in Payette, Idaho, since 2015. He was registered with Cetera Advisor Networks LLC in … Continue reading
Erez Law is currently investigating Newbridge Securities Corporation broker Jesse Krapf (CRD# 5467277) regarding investment losses. He was registered with Spartan Capital Securities, LLC in New York, New York, from 2019 to 2024, Benchmark Investments, Inc. in New York, New … Continue reading
Oppenheimer & Co. Inc. broker Jay Spieler (CRD# 1072642) is accused of negligence. He has been registered with Oppenheimer & Co. Inc. in Coral Gables, Florida, since 2003. Jay Spieler Customer Complaints He has been the subject of two customer … Continue reading
Money Concepts Capital Corp. broker Joe Doggett (CRD# 1033987) is accused of negligence and overconcentration. He has been registered with Money Concepts Capital Corp. in Columbus, Indiana, since 2022. He was registered with Grove Point Investments, LLC in Columbus, Indiana, … Continue reading