Erez Law is currently investigating former Cetera Advisor Networks LLC broker David Kluksdal (CRD# 4850332) regarding negligence. He has been registered with Cetera Wealth Services, LLC in Payette, Idaho, since 2015. He was registered with Cetera Advisor Networks LLC in … Continue reading
Erez Law is currently investigating Newbridge Securities Corporation broker Jesse Krapf (CRD# 5467277) regarding investment losses. He was registered with Spartan Capital Securities, LLC in New York, New York, from 2019 to 2024, Benchmark Investments, Inc. in New York, New … Continue reading
Oppenheimer & Co. Inc. broker Jay Spieler (CRD# 1072642) is accused of negligence. He has been registered with Oppenheimer & Co. Inc. in Coral Gables, Florida, since 2003. Jay Spieler Customer Complaints He has been the subject of two customer … Continue reading
Money Concepts Capital Corp. broker Joe Doggett (CRD# 1033987) is accused of negligence and overconcentration. He has been registered with Money Concepts Capital Corp. in Columbus, Indiana, since 2022. He was registered with Grove Point Investments, LLC in Columbus, Indiana, … Continue reading
Erez Law is currently investigating former Alexander Capital, L.P. broker Jonathan Gazdak (CRD# 5678294) regarding private equity losses. He has been registered with Alexander Capital, L.P. in Red Bank, New Jersey, since 2014. He was registered with Network 1 Financial … Continue reading
Were you the victim of former Geneos Wealth Management, Inc. broker Brent Pine (CRD# 1618007)? He was registered with Cetera Advisor Networks LLC in Scottsdale, Arizona, from 2021 to 2024, and Geneos Wealth Management, Inc. in Scottsdale, Arizona, from 2010 … Continue reading
Can you recover investment losses due to recommendations by former Stifel, Nicolaus & Company, Incorporated broker Steven Rodemer (CRD# 830561)? He was registered with Stifel, Nicolaus & Company, Incorporated in Pueblo, Colorado, from 2011 to 2020, when he was terminated … Continue reading
Were you the victim of Oppenheimer & Co. Inc. broker Christopher Tully (CRD# 870889)? He has been registered with Oppenheimer & Co. Inc. in White Plains, New York, since 2009. Christopher Tully Customer Complaints He has been the subject of … Continue reading
Can you recover investment losses due to recommendations by UBS Financial Services Inc. broker Thomas Jenkins (CRD# 2562513)? He has been registered with UBS Financial Services Inc. in Houston, Texas, since 2010. Thomas Jenkins Customer Complaints He has been the … Continue reading
Stifel, Nicolaus & Company, Incorporated broker Lawrence Feldmesser (CRD# 1848547) customers were the victims of investment losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Washington, DC, since 2008. Lawrence Feldmesser Customer Complaints He has been the … Continue reading