Erez Law is currently investigating St. Louis Financial Planners Inc. broker Thomas Kieffer (CRD# 269086) regarding investment losses due to managed individual stock portfolios. He has been registered with Ceros Financial Services, Inc. in Chesterfield, Missouri, since 2010 and with … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Tyler Childs (CRD# 6057499) regarding negligence leading to investment losses. He has been registered with UBS Financial Services Inc. in Troy, Michigan, since 2017. He was registered with Copeland Capital … Continue reading
Can you recover losses due to investments with Stifel, Nicolaus & Company, Incorporated broker Adam Chustz (CRD# 4129813)? He has been registered with Stifel, Nicolaus & Company, Incorporated in Paducah, Kentucky, since 2018. He was registered with Edward Jones in … Continue reading
Were you the victim of former Valmark Securities, Inc. broker Robert Eberhard (CRD# 5294508)? He has been registered with Valmark Securities, Inc. in Gainesville, Florida, from 2007 to 2023. Robert Eberhard Customer Complaints He has been the subject of one … Continue reading
Erez Law is currently investigating former Cetera Advisor Networks LLC broker David Kluksdal (CRD# 4850332) regarding negligence. He has been registered with Cetera Wealth Services, LLC in Payette, Idaho, since 2015. He was registered with Cetera Advisor Networks LLC in … Continue reading
Erez Law is currently investigating Newbridge Securities Corporation broker Jesse Krapf (CRD# 5467277) regarding investment losses. He was registered with Spartan Capital Securities, LLC in New York, New York, from 2019 to 2024, Benchmark Investments, Inc. in New York, New … Continue reading
Oppenheimer & Co. Inc. broker Jay Spieler (CRD# 1072642) is accused of negligence. He has been registered with Oppenheimer & Co. Inc. in Coral Gables, Florida, since 2003. Jay Spieler Customer Complaints He has been the subject of two customer … Continue reading
Money Concepts Capital Corp. broker Joe Doggett (CRD# 1033987) is accused of negligence and overconcentration. He has been registered with Money Concepts Capital Corp. in Columbus, Indiana, since 2022. He was registered with Grove Point Investments, LLC in Columbus, Indiana, … Continue reading
Erez Law is currently investigating former Alexander Capital, L.P. broker Jonathan Gazdak (CRD# 5678294) regarding private equity losses. He has been registered with Alexander Capital, L.P. in Red Bank, New Jersey, since 2014. He was registered with Network 1 Financial … Continue reading
Were you the victim of former Geneos Wealth Management, Inc. broker Brent Pine (CRD# 1618007)? He was registered with Cetera Advisor Networks LLC in Scottsdale, Arizona, from 2021 to 2024, and Geneos Wealth Management, Inc. in Scottsdale, Arizona, from 2010 … Continue reading