Did you lose money investing with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Amber Stoll (CRD# 6937254)? She has been registered with Cetera Investment Services LLC and Cetera Investment Advisers LLC in Overland Park, Kansas, since 2025. He … Continue reading
There are options for clients of Valmark Securities, Inc. broker Timothy Roark (CRD# 5949136) who suffered investment losses. He has been registered with Valmark Securities, Inc. in Gainesville, Florida, from 2011 to 2025. In June 2025, Patricia A. Shively & … Continue reading
Former Edward Jones broker Ejiro Okuma (CRD# 5774832) faces a $9.1 million customer complaint. He was registered with Equitable Advisors, LLC in Atlanta, Georgia, from 2023 to 2025, when he was terminated regarding “RR resigned after the Firm suspended him … Continue reading
There are options for clients of Wells Fargo Clearing Services, LLC broker Jerice Walker (CRD# 5040177) who suffered investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Irvine, California, since 2010. Jerice Walker Customer Complaints He … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jared Gudenkauf (CRD# 4591389) who suffered investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Kansas City, Missouri, since 2011. … Continue reading
Former Morgan Stanley broker Tiffany Keigley (CRD# 4507001) was barred by FINRA. She was registered with Morgan Stanley in Tulsa, Oklahoma, from 2009 to 2024, when he was terminated regarding, “Allegations regarding the distribution of funds from a client’s account … Continue reading
Can I recover losses from investments with former Cetera Advisors LLC broker Sean Mostero (CRD# 6447158)? He was registered with LPL Financial LLC in Torrance, California, from 2023 to 2024, Cetera Advisors LLC in Torrance, California, from 2022 to 2023, … Continue reading
Were you the victim of former Valmark Securities, Inc. broker William Olinger II (CRD# 352019)? He was registered with Valmark Securities, Inc. in Gainesville, Florida, from 2000 to 2025. In June 2025, Patricia A. Shively & Patricia A. Shively, as … Continue reading
There are options for clients of UBS Financial Services Inc. broker Nicholas Ruch (CRD# 6502251), who suffered investment losses. He has been registered with UBS Financial Services Inc. in Cincinnati, Ohio, since 2016. Nicholas Ruch Customer Complaints He has been … Continue reading
Can you recover losses due to investments with UBS Financial Services Inc. broker Elizabeth Fitzwater (CRD# 2729767)? She has been registered with UBS Financial Services Inc. in Cincinnati, Ohio, since 2007. Elizabeth Fitzwater Customer Complaints She has been the subject … Continue reading