Category: Fraud Articles
Were you a victim of financial advisor DaRayl Davis (CRD# 4934582) regarding a $5 million ponzi scheme that bilked 30 investors? Davis was registered with Investors Capital Corp. in Camp Springs, Maryland from 2006 to 2008 and has not been … Continue reading
Temenos Advisory, Inc. and principal and chief executive officer (CEO) George Taylor (CRD# 1104198) regarding charged with fraud for putting $19 million of investor money into risky investments. Taylor has been registered with Fairport Capital, Inc. in Litchfield, Connecticut since … Continue reading
Erez Law is currently investigating Future Income Payments, LLC (FIP LLC) and related investments and insurance policies funded by FIP distributions. The FIPs were formerly known as Pensions, Annuities & Settlements, LLC. FIPs are investments that are primarily sold as … Continue reading
Former HD Vest Investment Services financial advisor Jerry Raines (CRD# 4578689) is alleged to recommend his client invest in Woodbridge Group of Companies. Raines was registered with HD Vest Investment Services in Kilgore, Texas from 2014 to 2017. The Woodbridge … Continue reading
Former Stifel, Nicolaus & Company, Incorporated financial advisor Mitchell Yanow (CRD# 2148171) barred by FINRA for stealing more than $200,000 from an elderly client. Yanow has been registered with Stifel, Nicolaus & Company, Incorporated in Boca Raton, Florida from 2015 … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Transamerica Financial Advisors, Inc. financial advisor Robert Perta (CRD# 1688568) regarding investment fraud. Perta was registered with Transamerica Financial Advisors, Inc. in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Sisk Investment Services, Inc. financial advisor Matthew Eckstein (CRD# 2997245) regarding undocumented investments. Eckstein was with Sisk Investment Services, Inc. in Syosset, … Continue reading
Erez Law is currently investigating former J.P. Turner & Company, L.L.C. financial advisor Christopher Burtraw (CRD# 4670431) regarding participation in a penny stock offering. Burtraw was registered with J.P. Turner & Company, L.L.C. in Lake Wood, Colorado from November 2014 … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investment losses with former Sterne Agee Financial Services, Inc. financial advisor Dean Mustaphalli (CRD# 2792038) regarding a multi-million dollar securities fraud scheme. Mustaphalli was registered … Continue reading
Erez Law recently filed a FINRA arbitration against Western International Securities. The customers allege that Dawn Bennett (CRD #1567051) and later Bradley Mascho (CRD #2039720), who were registered representatives of Western International Securities, caused them to suffer significant losses to … Continue reading