Category: Energy Sector Losses

energy sector losses

In November 2017, a former client of Morgan Stanley Smith Barney LLC and Wells Fargo Advisors, LLC settled a FINRA arbitration for losses sustained from investments in Arch Coal, Inc. and Cliffs Natural Resources. The investors were clients of financial … Continue reading

Janney Montgomery Scott LLC

Erez Law is currently investigating Janney Montgomery Scott LLC financial advisor Jack Griffith Jr. (CRD# 1446978) regarding energy sector losses. Griffith has been registered with Janney Montgomery Scott LLC in Columbia, South Carolina since 2014. Previously, he was registered with … Continue reading

Morgan-Stanley logo

Erez Law is currently investigating former Morgan Stanley financial advisor Timothy Gibbons (CRD# 219872) regarding over concentrated investment recommendations in the high risk energy sector. Gibbons was registered with Morgan Stanley in New Orleans, Louisiana from 2009 to 2015. It … Continue reading