Category: Energy Sector Losses
Former Lincoln Financial Advisors Corporation broker Kevin O’Sullivan (CRD# 4499275) is accused of energy sector losses. He has been registered with Commonwealth Financial Network in Quincy, Massachusetts, since 2016. He was registered with Lincoln Financial Advisors Corporation in Quincy, Massachusetts, … Continue reading
David Lerner Associates, Inc. broker Nicholas Jembelis (CRD# 4028696) is accused of energy sector losses. He has been registered with David Lerner Associates, Inc. in White Plains, New York, since 1999. Nicholas Jembelis Customer Complaints He has been the subject … Continue reading
Cambridge Investment Research, Inc. broker John Mickelson (CRD# 2628700) is accused of energy sector losses. He has been registered with CreativeOne Securities, LLC in Logan, Utah, since 2024, and Strategic Advocates, LLC in Logan, Utah, since 2022. He was registered … Continue reading
Erez Law is currently investigating Great Point Capital LLC broker Curtis Sathre III (CRD# 2459115) regarding energy sector losses. He has been registered with Great Point Capital LLC in Chicago, Illinois, since 2023, and Great Point Advisors, LLC in Oceanside, … Continue reading
Former Lincoln Financial Advisors Corporation broker John McCarthy III (CRD# 2470464) is accused of energy sector losses. He has been registered with Osaic Wealth, Inc. in Hunt Valley, Maryland, since 2025. He was registered with Osaic Fa, Inc. in Hunt … Continue reading
Former Lincoln Financial Advisors Corporation broker Chadwick Watson (CRD# 2183286) is accused of energy sector losses. He has been registered with LPL Financial LLC in Annapolis, Maryland, since 2024. He was registered with Osaic Fa, Inc. in Annapolis, Maryland, from … Continue reading
Erez Law is currently investigating former Cambridge Investment Research, Inc. broker Andrew Galy (CRD# 1915564) regarding energy sector losses. He was registered with Cambridge Investment Research, Inc. in Metairie, Louisiana, from 2014 to 2022, when he was terminated regarding, “Financial … Continue reading
Former Lincoln Financial Securities Corporation broker Christopher Gordon (CRD# 5714224) is accused of unsuitable investment recommendations related to the high-risk energy sector. He has been registered with Centaurus Financial, Inc. in Annapolis, Maryland, since 2023. Previously, he was registered with … Continue reading
Erez Law is currently investigating former David Lerner Associates, Inc. broker Francisco Cabral (CRD# 5257195) regarding energy sector losses. He has been registered with Ameriprise Financial Services, LLC in Greenwich, Connecticut, since 2021. He was registered with David Lerner Associates, … Continue reading
There are options for clients of former Crown Capital Securities, L.P. broker James Jenkins (CRD# 5261717), who is accused of energy sector losses. He has been registered with Creativeone Securities, LLC in Logan, Utah, since 2024, and Strategic Advocates, LLC … Continue reading