Erez Law is currently investigating TPEG Securities, LLC broker Sanjay Chandra (CRD# 5512809) regarding oil and gas investment losses. He has been registered with TPEG Securities, LLC in Southlake, Texas, since 2008, and Trinity Investors Fund Advisors, LLC in Southlake, Texas, since 2023.
Sanjay Chandra Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
May 2020. “Alleged misstatements by representative regarding a 2016 oil and gas investment where representative was an officer of the oil and gas company but not the designated representative for customer. Although complaint letter generally alleges misstatements by representative, the letter does not identify any misstatements attributable to the representative.” The customer sought $265,000 in damages, and the case was settled for $225,000. The complaint took place while he was registered with TPEG Securities, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, TPEG Securities, LLC may be liable for investment or other losses suffered by Sanjay Chandra’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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