Erez Law is currently investigating Cambridge Investment Research, Inc. broker Michael Krumholz (CRD# 1977128) regarding oil and gas investment losses. He has been registered with Fortune Financial Services, Inc. in Reading, Pennsylvania, since 2019, and Perigon Wealth Management, LLC in Reading, Pennsylvania, since 2024. He was registered with Prudeo Partners, LLC in Reading, Pennsylvania, from 2019 to 2024, LPL Financial LLC in Reading, Pennsylvania, from 2017 to 2019, Independent Advisor Alliance, LLC in Reading, Pennsylvania, from 2017 to 2019, and Cambridge Investment Research Advisors, Inc. and Cambridge Investment Research, Inc. in Reading, Pennsylvania, from 2007 to 2017.
Michael Krumholz Customer Complaints
He has been the subject of three customer complaints between 2007 and 2026, one of which was withdrawn, according to his CRD report. The most recent complaint was regarding:
March 2026. “Claimants allege that recommendation was made to generate high commission and fees, and that the claimants were deprived of the ability to generate reasonable returns.” The case is currently pending. The complaint was regarding oil and gas investment losses, and it took place while he was registered with Cambridge Investment Research, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cambridge Investment Research, Inc. may be liable for investment or other losses suffered by Michael Krumholz’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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