Stifel, Nicolaus & Company, Incorporated and former broker Joseph Crespi (CRD# 1110919) were ordered to pay more than $3 million in fines and restitution to harmed investors who suffered investment losses; due to predatory sales practices. He was registered with … Continue reading
Can I recover losses from investments with Moloney Securities Co., Inc. broker Jeffrey Morris (CRD# 2478499)? He has been registered with Moloney Securities Co., Inc. in Estes Park, Colorado, since 2012. Jeffrey Morris Customer Complaints He has been the subject … Continue reading
Did you lose money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Bernard Adair (CRD# 1535429)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jupiter, Florida, since 1991. Bernard Adair Customer Complaints He … Continue reading
Were you the victim of former NYLife Securities LLC broker Howard Hanna (CRD# 2076342), who is accused of variable annuity investment losses? He has been registered with NYLife Securities LLC in Waco, Texas, since 2016. Previously, he was registered with … Continue reading
Erez Law recently filed a FINRA arbitration against Truist Investment Services, Inc. (formerly known as SunTrust Investment Services Inc.) related to Northstar Financial Services (Bermuda) Ltd. investment losses. Their customer was a client of Luis Larios and Stephen Berrocal, who … Continue reading
Erez Law recently filed a FINRA arbitration claim against Centaurus Financial, Inc. Their customer alleges that Cindy Chiellini (CRD #1015592), who has been a registered representative of Centaurus Financial, Inc. in Lexington, South Carolina since May 2015, was entrusted with … Continue reading
Can I recover losses from investments with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker David Ebner (CRD# 2962914)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Philadelphia, Pennsylvania since 1997. David Ebner Customer Complaints … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with UBS Financial Services Inc. broker William Thompson (CRD# 6219056) regarding investment fraud. He has been registered with UBS Financial Services Inc. in Irvine, … Continue reading
Can I recover losses from investments with Wells Fargo Clearing Services, LLC broker Thomas Brandstater (CRD# 6140680) who is accused of investment fraud? He has been registered with Wells Fargo Clearing Services, LLC in Nashville, Tennessee since 2013. Thomas Brandstater … Continue reading
Erez Law is currently investigating former Edward Jones broker John Winslow (CRD# 3071933) regarding broker misconduct that involved stolen funds. John Winslow was registered with Edward Jones in Gig Harbor, Washington from 2013 to 2021, when he was terminated regarding, … Continue reading