Category: Alternative Investments Blog
Erez Law is currently investigating Madison Avenue Securities, LLC broker Dmitry Tikhonov (CRD# 5451809) regarding alternative investment losses due to investment fraud. He has been registered with Madison Avenue Securities, LLC in Torrance, California since 2008. Dmitry Tikhonov Customer Complaints … Continue reading
Erez Law is currently investigating Center Street Securities, Inc. broker James Jones (CRD# 5064653) regarding alternative investment losses. He has been registered with Center Street Securities, Inc. in Jasper, Indiana since 2011. In February 2008, the Kentucky Division of Securities … Continue reading
Were you the victim of former Morgan Stanley broker Jimmy Driggers (CRD# 1359593)? He was registered with Morgan Stanley in Sarasota, Florida, from 2009 to 2021. Jimmy Driggers Customer Complaints He has been the subject of four customer complaints between … Continue reading
Kalos Capital, Inc. broker Kristian Finfrock (CRD# 5421676) is accused of unsuitable alternative investment losses. He has been registered with Kalos Capital, Inc. in Evansville, Wisconsin since 2012. Alternative investments do not fall into a conventional investment category, such as … Continue reading
Were you the victim of unsuitable alternative investment recommendations by former Ameriprise Financial Services, LLC broker Andrew Hess (CRD# 5056901)? He has been registered with Ameriprise Financial Services, LLC in Portland, Maine from 2006 to 2021. Andrew Hess Customer Complaints … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Susan Cruz (CRD# 2213628) regarding REIT losses. He has been registered with Infinex Investments, Inc. in Victorville, California since 2018. Previously, she was registered with Cetera Investment Services LLC … Continue reading
Erez Law is currently investigating former Newbridge Securities Corporation broker Marshall Isaacson (CRD# 1140370) regarding alternative investment losses due to investment fraud. He was registered with Newbridge Securities Corporation in Boca Raton, Florida from 2016 to 2019. Previously, he was … Continue reading
Erez Law is currently investigating former First Allied Securities, Inc. broker Chad Barancyk (CRD# 4921433) regarding unsuitable alternative investment recommendations. Chad Barancyk has been registered with Great Point Capital LLC in Chicago, Illinois since February 2021. Previously, he was registered … Continue reading
Erez Law is currently investigating Triad Advisors LLC brokers across the country who recommended their clients invest in LJM Preservation & Growth Fund, an alternative mutual fund. According to the Letter of Acceptance Waiver and Consent (AWC), in December 2021 … Continue reading
There are options for clients of former Securities America, Inc. broker Christina Orta (CRD# 3278327) who suffered investment losses. Christina Orta has been registered with Cambridge Investment Research, Inc. in Westlake, California since 2014. Previously, Christina Orta was registered with … Continue reading