Were you the victim of private securities losses with former Saxony Securities, Inc. broker Peter Reinecke (CRD# 2085940)? He was registered with Saxony Securities, Inc. in Saint Louis, Missouri, from 2012 to 2022, and with LPL Financial LLC in Sunset … Continue reading
Public records indicate that a former client of Citigroup Global Markets, Inc. filed a FINRA arbitration claim against the firm related to allegations that broker Keith D’Agostino (CRD# 2837860) recommended the sale of structured notes to retirees living on a … Continue reading
Were you the victim of The Strategic Financial Alliance, Inc. broker Cheryl Knight (CRD# 1854248)? She has been registered with The Strategic Financial Alliance, Inc. in Foothill Ranch, California, since 2003. Cheryl Knight Customer Complaints She has been the subject … Continue reading
Erez Law is currently investigating former Green Vista Capital, LLC broker Randall Skrabonja (CRD# 1858245), who is accused of private placement investment losses. He was registered with Green Vista Capital, LLC in Winter Park, Florida, from 2019 to 2023, when … Continue reading
Erez Law is currently investigating former Pinnacle Investments, LLC broker Ronald Bucher (CRD# 1804910) related to stock loss allegations. He was registered with San Blas Securities LLC in Atlanta, Georgia, in August 2023. Previously, he was registered with Pinnacle Investments, … Continue reading
RBC Capital Markets, LLC broker Martin Klein III (CRD# 1778613) faces complaints related to government debt losses. He has been registered with RBC Capital Markets, LLC in Newport Beach, California, since 2014. Martin Klein III Customer Complaints He has been … Continue reading
Erez Law is currently investigating Joseph Gunnar & Co. LLC broker Joseph Alagna Jr (CRD# 1840339) regarding private placement investment losses. He has been registered with Joseph Gunnar & Co. LLC in New York, New York, since 1997. Joseph Alagna … Continue reading
DFPG Investments, LLC broker Nir Regev (CRD# 1847410) was the subject of customer complaints related to unsuitable investment recommendations. He has been registered with DFPG Investments, LLC in Saint Louis, Missouri, since 2016 and with Diversify Advisory Services, LLC in … Continue reading
Former Joseph Stone Capital L.L.C. broker Andrew Pesner (CRD# 1971579) is accused of unsuitable investment recommendations. He has been registered with VCS Venture Securities in Hauppauge, New York, since 2021. Previously, he was registered with Joseph Stone Capital L.L.C. in … Continue reading
Concorde Investment Services, LLC broker Frank Kuiper (CRD# 1774282) is accused of investment losses. He has been registered with Concorde Investment Services, LLC in San Diego, California, since 2018. Previously, he was registered with Independent Financial Group, LLC in San … Continue reading