Concorde Investment Services, LLC Broker Frank Kuiper Investment Loss Options

Concorde Investment Services

Concorde Investment Services, LLC broker Frank Kuiper (CRD# 1774282) is accused of investment losses. He has been registered with Concorde Investment Services, LLC in San Diego, California, since 2018. Previously, he was registered with Independent Financial Group, LLC in San Diego, California, from 2011 to 2018.

Frank Kuiper Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

September 2023. “Customer alleges violation of California Common Law Fraud, Breach of Fiduciary Duty, Negligence and Negligent Failure to Supervise relating to the investments made on 08/31/2020.” The case is currently pending. The complaint was regarding direct investment losses. The complaint took place while he was registered with Concorde Investment Services, LLC.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Concorde Investment Services, LLC may be liable for investment or other losses suffered by Frank Kuiper’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.