DFPG Investments, LLC Broker Nir Regev Accused of Unsuitable Investment Recommendations

DFPG Investments, LLC

DFPG Investments, LLC broker Nir Regev (CRD# 1847410) was the subject of customer complaints related to unsuitable investment recommendations. He has been registered with DFPG Investments, LLC in Saint Louis, Missouri, since 2016 and with Diversify Advisory Services, LLC in Saint Louis, Missouri, since 2024. Previously, he was registered with VSR Financial Services, Inc. in Saint Louis, Missouri, from 2001 to 2016.

Nir Regev Customer Complaints

He has been the subject of two customer complaints between 2019 and 2023, according to his CRD report:

April 2023.Client alleges illiquid investments are not suitable nor prudent.” The case was settled for $278,680.61. The complaint was regarding real estate security investment losses. The complaint took place while he was registered with DFPG Investments, LLC and VSR Financial Services, Inc.

January 2019. “Unsuitable Investment.” The customer sought $50,000 in damages, and the customer was granted $4,999 in damages. The complaint took place while he was registered with DFPG Investments, LLC.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, DFPG Investments, LLC may be liable for investment or other losses suffered by Nir Regev’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.