Author: Jeff Erez
LINN Energy (NASDAQ:LINE), an oil and natural gas company headquartered in Houston, Texas, reported its fourth quarter results last week. Among the highlights, Linn reduced total debt, excluding interest payable on second lien notes, by approximately $1.9 billion. Unfortunately, there … Continue reading
Erez Law is investigating claims related to Angel E. Aquino-Velez (CRD # 2687333), a Miami, Florida, broker who has been registered with Morgan Stanley since February 2010. Aquino previously was registered with Merrill Lynch, Pierce, Fenner & Smith, Inc. in … Continue reading
Erez Law continues to investigate claims related to Paul V. Blum (CRD # 735003), a West Palm Beach, Florida, broker who was registered with RBC Capital Markets, LLC, from October 2008 until October 2015. Blum currently is not registered with … Continue reading
Erez Law is investigating claims related to Lisa J. Lowi (CRD# 1347790). Lowi was associated with RBC Capital Markets, LLC, in West Palm Beach, Florida, from October 2009 until November 2015. Lowi has been associated with Janney Montgomery Scott, LLC, … Continue reading
Erez Law is investigating claims regarding Sean Eric Mattson (CRD #4028781, South Lyon, Michigan). Mattson recently submitted an AWC in which he was suspended from association with any FINRA member in any capacity for one month. See FINRA Case #2014040837701. … Continue reading
Erez Law and Aldarondo & Lopez Bras recently filed a claim against UBS Financial Services, Inc. and UBS Financial Services Inc. of Puerto Rico (“UBS”) on behalf of a 63-year-old man and his 62-year-old wife for more than $850,000 in … Continue reading
Erez Law is investigating claims regarding David Alexander Lange (CRD #4198134, Meridian, Idaho). Lange recently submitted an AWC in which he was barred from association with any FINRA member in any capacity. See FINRA Case #2014040505802. Lange was associated with … Continue reading
Erez Law is investigating claims regarding John Wendland Handy Jr. (CRD #1580981, Madison, Wisconsin), Jonathan Craig Timson (CRD #2031301, Springfield, Missouri) and Dennis Walker (CRD #1058338, Verona, Missouri). Handy, Timson, and Walker recently submitted an AWC in which they were … Continue reading
Erez Law is investigating claims regarding Jonathan A. Francis (CRD #5204602, Brooklyn, New York). Francis recently submitted an AWC in which he was barred from association with any FINRA member in any capacity. See FINRA Case #2013038988301. Francis formerly was … Continue reading
Erez Law is investigating claims regarding Jerry Irvin Chancy (CRD #1787712, Savannah, Tennessee). Chancy recently submitted an AWC in which he was barred from association with any FINRA member in any capacity. See FINRA Case #2014043629801. Chancy formerly was associated … Continue reading