Wells Fargo Clearing Services, LLC broker Amanda Wiggins (CRD# 5526300) is accused of unsuitable investment recommendations. She has been registered with Wells Fargo Clearing Services, LLC in Fort Worth, Texas, since 2014, and Wells Fargo Advisors in Fort Worth, Texas, … Continue reading
Were you the victim of former Wells Fargo Clearing Services, LLC broker Scott Reed (CRD# 3007033)? It is alleged that while associated with Wells Fargo, he participated in private securities transactions totaling at least $3.5 million without providing prior written … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Rajesh Markan (CRD# 4553309) who suffered investment losses. He was registered with Hilltop Securities Inc. in Dallas, Texas, from 2022 to 2024, and Merrill Lynch, Pierce, … Continue reading
Former Crown Capital Securities, L.P. broker Jason Stone (CRD# 5455271) is accused of unsuitable investment recommendations. He has been registered with Arkadios Capital in Orange, California, since 2024, and with Secura Financial in Orange, California, since 2013. He was registered … Continue reading
Can you recover losses due to investments with Raymond James Financial Services, Inc. broker Travis Alexander (CRD# 5504338)? He was registered with Raymond James Financial Services, Inc. in Long Beach, California, from 2016 to 2024. Travis Alexander Customer Complaints He … Continue reading
There are options for clients of former First Republic Securities Company, LLC broker Stephen Marotto (CRD# 5473140) who is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in San Francisco, California, since 2023. He was registered … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Haiguang Yin (John Yin) (CRD# 3249933), who is accused of recommending Northstar Financial Services (Bermuda) annuities. He was registered with Packerland Brokerage Services, Inc. in City of Industry, California, … Continue reading
Did you lose money investing with PHX Financial, Inc. broker Ali Mahlooji (CRD# 4830105), who is accused of overconcentrating investments in Intelsat S.A. (INTEQ) as part of a pump and dump scheme? He has been registered with PHX Financial, Inc. … Continue reading
Were you the victim of Farmers Financial Solutions, LLC broker James Burton Jr. (CRD# 5051310) regarding promissory note losses? He was registered with Farmers Financial Solutions, LLC in Bakersfield, California, from 2007 to 2023, when he was terminated his registration … Continue reading
Erez Law is currently investigating former Wells Fargo Advisors, LLC broker Francesco Traina (CRD# 5025477) regarding unauthorized trading. He has been registered with Raymond James Financial Services, Inc. in Miami, Florida, since 2016. He was registered with Wells Fargo Advisors, … Continue reading