There are options for clients of former Morgan Stanley broker Robert David (CRD# 5211223) who suffered investment losses. David has been registered with Morgan Stanley in Farmington Hills, Michigan from 2009 to 2019, when he was terminated regarding, “Allegations related … Continue reading
Former Sandlapper Securities broker Mark Reinstein (CRD# 1486887) faces two pending customer complaints. Reinstein has been registered with Cabot Lodge Securities LLC in Greenville, South Carolina since 2019. Previously, Reinstein was registered with Sandlapper Securities, LLC in Greenville, South Carolina … Continue reading
Erez Law is currently investigating Independent Financial Group, LLC broker Wenjinn Chang (CRD# 4536266) regarding unsuitable and over-concentrated investments. Chang has been registered with Independent Financial Group, LLC in Rockville, Maryland since 2012. Chang has been the subject of two … Continue reading
Erez Law is currently investigating former Crown Capital Securities, L.P. broker Dennis Haywood (CRD# 5850275) regarding unsuitable recommendations regarding non-traded REITs, non-traded BDCs and variable annuities. He was registered with Crown Capital Securities, L.P. in Land O’ Lakes, Florida from … Continue reading
Erez Law is currently investigating Morgan Stanley broker Ralph Jackson III (CRD# 1569213) regarding unsuitable investment recommendations. Jackson has been registered with Morgan Stanley and Los Angeles, California since 2009. Jackson has been the subject of five customer complaints between … Continue reading
Were you the victim of former Wells Fargo broker Florindo Volpacchio (CRD# 2615828)? Volpacchio has been registered with Oppenheimer & Co. Inc. in New York, New York since May 2018. Previously, Volpacchio was registered with Wells Fargo Clearing Services, LLC … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker Atul Makharia (CRD# 5070762) regarding unsuitable investment recommendations. He has been registered with Centaurus Financial, Inc. in Lexington, South Carolina, since 2015. In February 2023, the United States Securities and Exchange … Continue reading
There are options for clients of Raymond James Financial Services, Inc. broker Richard Kelton (CRD# 2473749) who suffered investment losses. Kelton has been registered with Raymond James Financial Services, Inc. in Latham, New York since September 2019. Previously, Kelton was … Continue reading
Were you the victim of former Janney Montgomery Scott LLC broker Gregory Dudzik (CRD# 1133671)? Dudzik has been registered with RBC Capital Markets, LLC in Providence, Rhode Island and Palm Beach Gardens, Florida since October 2020. Dudzik was previously registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Sandlapper Securities, LLC broker Kevin Nevin (CRD# 2460059). Nevin has been registered with Dempsey Lord Smith, LLC in Edina, Minnesota since May … Continue reading