Former Sandlapper Securities broker Mark Reinstein (CRD# 1486887) faces two pending customer complaints. Reinstein has been registered with Cabot Lodge Securities LLC in Greenville, South Carolina since 2019. Previously, Reinstein was registered with Sandlapper Securities, LLC in Greenville, South Carolina from 2014 to 2019.
Reinstein has been the subject of two customer complaints between 2019 and 2020, according to his CRD report:
April 2020. “Unsuitable Investment.” The customer is seeking $175,000 in damages and the case is currently pending. The complaint took place while Reinstein was registered with Sandlapper Securities and was regarding direct investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Sandlapper Securities may be liable for investment or other losses suffered by Reinstein’s customers.
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