Did you lose money investing with former Dinosaur Financial Group, L.L.C. broker Gerald Brodsky (CRD# 1172647)? Brodsky was registered with Dinosaur Financial Group, L.L.C. in New York, New York from 2014 to 2016. In August 2019, FINRA barred Brodsky after … Continue reading
Erez Law is currently investigating David Lerner Associates broker Martin Lerner (CRD# 871038) who is alleged to recommend a strategy concentrated in high-risk and illiquid investments in the energy sector. Lerner has been registered with David Lerner Associates in Boca … Continue reading
Erez Law is currently investigating former Four Points Capital Partners LLC broker Allan Montalbano (CRD# 4507029) regarding stock investment losses. Montalbano was registered with Worden Capital Management LLC in Garden City, New York from 2015 to 2017 and previously with … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Jeremy Fortner (CRD# 4811478) regarding private outside investments, also known as selling away. Fortner has been registered with Wells Fargo Clearing Services, LLC in Beverly Hills, California since 2014. … Continue reading
There are options for clients of Morgan Stanley broker Adam Stowell (CRD# 5889607) who suffered investment losses. Stowell has been registered with Morgan Stanley in Alpharetta, Georgia since 2014. Stowell has been the subject of one customer complaint, according to … Continue reading
Erez Law is currently investigating former American Independent Securities Group, LLC broker Nathan Katz (CRD# 846475) who faces a customer complaint for fixed annuities losses. Katz was registered with American Independent Securities Group, LLC in Largo, Florida from 2018 to … Continue reading
Can I recover losses from investments with Momentum Independent Network Inc. broker Walter Stallones (CRD# 433344)? Stallones has been registered with Momentum Independent Network Inc. in San Marcos, Texas since 2010. Stallones has been the subject of six customer complaints … Continue reading
Were you the victim of former PFS Investments Inc. broker Perry Leeuw (CRD# 4792703)? Leeuw has been registered with PFS Investments Inc. in Duluth, Georgia from 2004 to 2016, when he was terminated regarding “Information Indicated That Agent Was Engaged … Continue reading
Erez Law recently filed a FINRA arbitration against UBS Financial Services Inc. for Yield Enhancement Strategy (YES) program losses. The Erez Law clients allege that Brian Donaldson (CRD #2503258) and Frank Baldwin (CRD #1415901) recommended they invest in the YES … Continue reading
Former Hornor, Townsend & Kent, LLC broker Ryan Fleming (CRD# 4378425) faces multiple customer complaints.. Fleming has been registered with Royal Alliance Associates, Inc. in Bellevue, Washington since October 2020. Previously, Fleming was registered with Advisory Resource Group, LLC in … Continue reading