Were you the victim of First Allied Securities, Inc. broker Edward Yoon (CRD# 2408137) regarding real estate investment losses? He has been registered with First Allied Securities, Inc. in Pasadena, California since 2007 and with Cetera Investment Advisers LLC in … Continue reading
Former Raymond James Financial Services Advisors, Inc. broker Matthew Lawson (CRD# 2869619) accused of misrepresentation. He has been registered with Cadaret, Grant & Co., Inc. in Chattanooga, Tennessee since 2020. Previously, he was registered with Raymond James Financial Services Advisors, … Continue reading
Erez Law is currently investigating former Craig Scott Capital, LLC broker John Stapleton (CRD# 2791194) regarding unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in Garden City, New York since 2015. Previously, he was registered with … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Western International Securities, Inc. broker Donald Bizub (CRD# 1600090) regarding options losses. He has been registered with Hamilton Grant LLC in Pasadena, California … Continue reading
Erez Law is currently investigating former Centaurus Financial, Inc. and Integrity Brokerage Services, Inc. broker Jan Haynes (CRD# 833875) regarding unsuitable investment recommendations. He has been registered with Integrity Brokerage Services, Inc. in La Jolla, California from 2017 to 2020. … Continue reading
Erez Law is currently investigating National Securities Corp. brokers across the country who allegedly recommended their clients invest in GPB Capital Holdings. In June 2022, FINRA sanctioned National Securities Corp. to pay approximately $9 million, including: disgorgement of $4.77 million … Continue reading
Erez Law is currently investigating EFG Capital International broker Luis Ferreira (CRD# 6788062) regarding options losses due to investment fraud. He has been registered with EFG Capital International in Miami, Florida since 2017. Luis Ferreira Customer Complaints He has been … Continue reading
Erez Law is currently investigating Independent Financial Group, LLC broker Jerry Tuma (CRD# 730104) regarding real estate investment trusts (REITs). He has been registered with Independent Financial Group, LLC in Dallas, Texas since 2012 as well as with Cornerstone Financial … Continue reading
Erez Law is currently investigating former Cabot Lodge Securities LLC broker Ann Werts (CRD# 5057784) regarding GWG Holdings Inc. L Bonds losses. She has been registered with Madison Avenue Securities, LLC in Lakewood, Colorado since 2021 and with AE Wealth … Continue reading
Erez Law is currently investigating D.A. Davidson & Co. broker Ryan Meeks (CRD# 6134757) regarding stock losses. He has been registered with D.A. Davidson & Co. in Bozeman, Montana since 2012. Ryan Meeks Customer Complaints He has been the subject … Continue reading