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National Investment Fraud Lawyers

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Attention Victims of Former Aegis Capital Corp. Broker Ryan Wroblewski

Posted on Wednesday, August 5th, 2020 at 8:27 pm    

Were you the victim of former Aegis Capital Corp. broker Ryan Wroblewski (CRD# 6158332)? Wroblewski has been registered with Morgan Stanley in Garden City, New York since 2016. Previously, Wroblewski was registered with Aegis Capital Corp. in Melville, New York from 2014 to 2016.

Wroblewski has been the subject of three customer complaints in 2020, one of which was denied, according to his CRD report:

May 2020. “Time frame: 2014-2016. Claimants allege unsuitable investments and unauthorized use of margin.” The customer is seeking $985,000 in damages and the case is currently pending. The complaint was regarding common and preferred stocks and took place while Wroblewski was registered with Aegis Capital Corp.

March 2020. “Time frame: unspecified. Claimant alleges unsuitability, breach of contracts, breach of fiduciary duty.” The customer is seeking $126,152 in damages and the case is currently pending. The complaint took place while Wroblewski was registered with Aegis Capital Corp.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aegis Capital Corp. may be liable for investment or other losses suffered by Wroblewski’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.