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How to Bring a Claim Against Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Jeffrey Glusman

Posted on Wednesday, December 2nd, 2020 at 8:49 pm    

Merrill Lynch

Have you suffered investment losses due to recommendations by Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jeffrey Glusman (CRD# 4427168)? Glusman was registered with Suntrust Investment Services, Inc. in Jupiter, Florida from 2018 to 2019 and previously with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Lauderdale, Florida from 2006 to 2017 and with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York from 2001 to 2005.

Glusman has been the subject of two customer complaints between 2018 and 2020, according to his CRD report:

June 2020. “The customers allege misrepresentations from 2012 until 2017.” The customer is seeking $2,800,000 in damages and the case is currently pending. The complaint was regarding private loans and took place while Glusman was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated.

April 2018. “The customers allege unsuitable investment recommendations, misrepresentation and selling away.” The customer sought $550,000 in damages and the case was settled for $240,000. The complaint was regarding a loan and took place while Glusman was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch, Pierce, Fenner & Smith Incorporated may be liable for investment or other losses suffered by Glusman’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.