There are options for clients of Stifel, Nicolaus & Company, Incorporated broker Timothy Darragh (CRD# 1897635) who suffered investment losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Chicago, Illinois, since 2016.
Timothy Darragh Customer Complaints
He has been the subject of two customer complaints, according to his CRD report:
August 2025. “Claimants allege breach of contract and warranties, promissory estoppel; violation of state securities statutes; violation of Regulation Best Interest; breach of fiduciary duty and negligence.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding mutual fund losses, and it took place while he was registered with Stifel, Nicolaus & Company, Incorporated.
April 2025. “Claimants allege breach of fiduciary duty, negligence, unjust enrichment, violation of The Illinois Consumer Fraud and Deceptive Practices Act, and trust accounting.” The case is currently pending. The complaint was regarding alternative investment losses, and it took place while he was registered with Stifel, Nicolaus & Company, Incorporated.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Stifel, Nicolaus & Company, Incorporated may be liable for investment or other losses suffered by Timothy Darragh’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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