Unsuitable Investment Recommendations by Morgan Stanley Broker Sean Brennan

Morgan Stanley

Morgan Stanley broker Sean Brennan (CRD# 2915933) is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in Red Bank, New Jersey, since 2009.

Sean Brennan Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

July 2023. “Client alleged, inter alia, that investment strategy implemented in their accounts was not in their best interests 2021-2023.” The case is currently pending. The complaint was regarding structured product losses.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Sean Brennan’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.