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There are options for clients of Pruco Securities, LLC broker David Radford (CRD# 7272317), who is accused of unsuitable investment recommendations related to variable annuity losses. He has been registered with Pruco Securities, LLC and with Prudential Financial Planning Services … Continue reading
Erez Law is currently investigating Wealthforge Securities, LLC broker Chay Lapin (CRD# 6275140) regarding real estate and private placement investment losses. He has been registered with Fnex Capital, LLC in Indianapolis, Indiana, since 2022. Previously, he was registered with Growth … Continue reading
Former NPB Financial Group, LLC broker Gary Benson (CRD# 1182211) is accused of GWG Holdings Inc. L Bond losses. He has been registered with Independent Financial Group, LLC in Encino, California, since 2022, as well as with Pash & Benson … Continue reading
Were you the victim of Dempsey Lord Smith, LLC broker Barbara Borowsky (CRD# 2570936)? She has been registered with Dempsey Lord Smith, LLC in Rome, Georgia, since 2016. Previously, she was registered with: Retirement Cash Flow Group, LLC in Alpharetta, … Continue reading
Were you the victim of investment losses with American Portfolios Financial Services, Inc. broker Bernard Bostwick (CRD# 4327954)? He has been registered with American Portfolios Financial Services, Inc. in Lancaster, Pennsylvania, since 2011 and with Ambassador Advisors, LLC in Lancaster, … Continue reading
Were you the victim of Infinex Investments, Inc. broker Fermin Mesina (CRD# 4619199) related to annuity investment losses? He has been registered with Infinex Investments, Inc. in Chula Vista, California, since 2017. Fermin Mesina Customer Complaints He has been the … Continue reading
A former client of Wells Fargo Clearing Services, LLC broker Frederick Hughes (CRD# 5024387) was awarded $500,000 for stock losses related to McDonald’s investments. He has been registered with Wells Fargo Clearing Services, LLC in Norfolk, Virginia, since 2012. In … Continue reading
Can you recover losses from investments with FSC Securities Corporation broker Craig Accardo (CRD# 3000762)? He has been registered with FSC Securities Corporation in Metairie, Louisiana, since 2004. Craig Accardo Customer Complaints He has been the subject of two customer … Continue reading
Former LPL Financial LLC broker John Terzis (CRD# 1805020) regarding was barred by FINRA related to misappropriation of client funds. He was registered with LPL Financial LLC in Skokie, Illinois, from 2008 to 2022, when he was terminated regarding, “Failed … Continue reading
Have you suffered losses due to investments with E*Trade Securities LLC broker Ryan Vanderwood (CRD# 6151492)? He has been registered with Morgan Stanley in Chicago, Illinois, since 2023 and with E*Trade Securities LLC in Chicago, Illinois, since 2017. Ryan Vanderwood … Continue reading