Were you the victim of NYLife Securities LLC broker Sharon Pensabene (CRD# 2368040)? She has been registered with NYLife Securities LLC in Lompoc, California, from 1997 to 2024, when he was terminated regarding, “Sharon Pensabene was terminated after a review … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Edward Jones broker Pamela Tipton (CRD# 5967109). She has been registered with Raymond James Financial Services, Inc. in Montgomery, Texas, since 2025. … Continue reading
Can I recover losses from investments with Park Avenue Securities LLC broker John Kauzlarich (CRD# 5096866)? He has been registered with Park Avenue Securities LLC in Overland Park, Kansas, since 2008. He was registered with Northwestern Mutual Investment Services, LLC … Continue reading
Did you lose money investing with McDermott Investment Services, LLC broker Debra Schleining (CRD# 2768752)? She has been registered with McDermott Investment Services, LLC in Omaha, Nebraska, since 2015. Debra Schleining Customer Complaints She has been the subject of one … Continue reading
Did you lose money investing with Raymond James & Associates, Inc. broker Peter Barry (CRD# 2235548)? He has been registered with Raymond James & Associates, Inc. in Los Angeles, California, since 2018. He was registered with Wells Fargo Securities, LLC … Continue reading
There are options for customers of former LPL Financial LLC broker Doran James (CRD# 1764628). He has been registered with J.W. Cole Financial, Inc. in Springs, Wyoming, since 2023. He was registered with LPL Financial LLC in Rock Springs, Wyoming, … Continue reading
Can I recover losses from investments with PNC Wealth Management LLC broker Chris Dibari (CRD# 3012315)? He has been registered with PNC Wealth Management LLC in Milford, Ohio, since 2011. Chris Dibari Customer Complaints He has been the subject of … Continue reading
Did you lose money investing with former Madison Avenue Securities, LLC broker Robert Fagan (CRD# 1572927) regarding unsuitable investment recommendations? He has been registered with Cetera Advisors LLC in San Diego, California, since 2022, and Cetera Investment Advisers LLC in … Continue reading
Can I recover losses from investments with former Worden Capital Management LLC broker Michael Rosalia (CRD# 2323953) regarding unauthorized trading? He was registered with SW Financial in Melville, New York, from 2021 to 2022, Worden Capital Management LLC in Garden … Continue reading
There are options for customers of Sigma Financial Corporation broker Matthew McDonald (CRD# 2837629) regarding real estate security losses. He has been registered with Sigma Financial Corporation in Walled Lake, Michigan, since 1999. Matthew McDonald Customer Complaints He has been … Continue reading