MML Investors Services, LLC broker Jihoon Park (CRD# 6535514) is accused of unsuitable investment recommendations. He was registered with MML Investors Services, LLC in Fairfax, Virginia, from 2016 to 2022. In July 2025, FINRA suspended him indefinitely after he failed … Continue reading
Were you the victim of Lightpath Capital, Inc. broker Paul Getty (CRD# 6470002)? He has been registered with Emerson Equity LLC in San Mateo, California, since 2024. He was registered with Lightpath Capital, Inc. in San Jose, California, from 2017 … Continue reading
Were you the victim of barred former Raymond James & Associates, Inc. broker Michael Magruder (CRD# 4579211)? He was registered with Raymond James & Associates, Inc. in Orlando, Florida, from 2021 to 2024, when he was terminated regarding, “Individual alleged … Continue reading
Erez Law is currently investigating Emerson Equity LLC broker Jeff Webb (CRD# 6486331) regarding unsuitable investment recommendations related to corporate debt. He has been registered with Emerson Equity LLC in Denver, Colorado, since 2017. He was registered with Kingstone Capital … Continue reading
There are options for clients of Fidelity Brokerage Services LLC broker Eric Stone (CRD# 5227654). He was registered with Fidelity Brokerage Services LLC in Jacksonville, Florida, from 2008 to 2021, when he was terminated regarding, “Allegation related to loans employee … Continue reading
Money Concepts Capital Corp. broker Joe Doggett (CRD# 1033987) is accused of negligence and overconcentration. He has been registered with Money Concepts Capital Corp. in Columbus, Indiana, since 2022. He was registered with Grove Point Investments, LLC in Columbus, Indiana, … Continue reading
Were you the victim of stock fraud with Morgan Stanley & Co. LLC broker Pawan Passi (CRD# 5527731)? He was registered with Morgan Stanley & Co. LLC in New York, New York, from 2010 to 2022, when he was terminated … Continue reading
Were you the victim of Ameriprise Financial Services, LLC broker Seth Gansman (CRD# 6003662)? He has been registered with Ameriprise Financial Services, LLC in Blue Bell, Pennsylvania, since 2018. He was registered with Morgan Stanley in Blue Bell, Pennsylvania, from … Continue reading
Ameriprise Financial Services, LLC broker Dusty Sternadel (CRD# 5872600) faces customer complaints related to misappropriation. He was registered with Ameriprise Financial Services, LLC in Wichita Falls, Texas, from 2018 to 2022, when he was terminated regarding, “The registered representative was … Continue reading
Can you recover losses due to recommendations by former McAdam LLC broker Victoria Pazzalia (CRD# 5920806)? She has been registered with Madison Avenue Securities, LLC in Vienna, Virginia, since 2025, and McAdam LLC in Vienna, Virginia, since 2014. She was … Continue reading