Truist Investment Services, Inc. broker Luke Alger (CRD# 5387062) is accused of mutual fund losses. He has been registered with Truist Investment Services, Inc. in Brentwood, Tennessee, since 2014, and Truist Advisory Services, Inc. in Brentwood, Tennessee, since 2016. He … Continue reading
Were you the victim of Centaurus Financial, Inc. broker Bart Cutino (CRD# 5397147)? He has been registered with Centaurus Financial, Inc. in Monterey, California, from 2013 to 2021. Bart Cutino Customer Complaints He has been the subject of one customer … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker James Blaszyk (CRD# 5364851) regarding unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Boca Raton, Florida, since 2008. James Blaszyk Customer Complaints He … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Gregory Suzio (CRD# 5309403) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Auburn Hills, Michigan, since 2007. Gregory Suzio Customer Complaints … Continue reading
LPL Financial LLC broker Carlos Leston (CRD# 3021614) is accused of promissory note losses. He has been registered with LPL Financial LLC in Weehawken, New Jersey, from 2008 to 2022. In October 2022, FINRA barred him after he “consented to … Continue reading
There are options for customers of LPL Financial LLC broker Eric Hollifield (CRD# 3091319). He was registered with LPL Financial LLC in Dacula, Georgia, from 2016 to 2021, when he was terminated regarding, “Failed to disclose outside business activity to … Continue reading
Erez Law, PLLC, Obtains $14.2 Million FINRA Arbitration Award for Florida Investors Wronged by Broker’s Structured Note Recommendations Jeffrey Erez, the Miami-based law firm’s managing partner, reports that more than a dozen similar customer complaints are pending against Stifel, Nicolaus … Continue reading
TD Ameritrade Investment Management, LLC broker Kyle Kirkham (CRD# 5221648) faces a customer complaint regarding unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in El Cajon, California, since August 2024. He was registered … Continue reading
There are investment loss options for clients of former Cetera Advisors LLC broker Rami Sassoon (CRD# 5270959. He has been registered with LPL Financial LLC in Flushing, New York, since 2024. He was registered with Cetera Advisors LLC in New … Continue reading
Were you the victim of MML Investors Services, LLC broker Joshua Baker (CRD# 5230762)? He was registered with Oneamerica Securities, Inc. in Hoover, Alabama, from March to April 2024, and MML Investors Services, LLC in Hoover, Alabama, from 2017 to … Continue reading