Did you lose money investing with Raymond James & Associates, Inc. broker Peter Barry (CRD# 2235548)? He has been registered with Raymond James & Associates, Inc. in Los Angeles, California, since 2018. He was registered with Wells Fargo Securities, LLC … Continue reading
There are options for customers of former LPL Financial LLC broker Doran James (CRD# 1764628). He has been registered with J.W. Cole Financial, Inc. in Springs, Wyoming, since 2023. He was registered with LPL Financial LLC in Rock Springs, Wyoming, … Continue reading
Can I recover losses from investments with PNC Wealth Management LLC broker Chris Dibari (CRD# 3012315)? He has been registered with PNC Wealth Management LLC in Milford, Ohio, since 2011. Chris Dibari Customer Complaints He has been the subject of … Continue reading
Did you lose money investing with former Madison Avenue Securities, LLC broker Robert Fagan (CRD# 1572927) regarding unsuitable investment recommendations? He has been registered with Cetera Advisors LLC in San Diego, California, since 2022, and Cetera Investment Advisers LLC in … Continue reading
Can I recover losses from investments with former Worden Capital Management LLC broker Michael Rosalia (CRD# 2323953) regarding unauthorized trading? He was registered with SW Financial in Melville, New York, from 2021 to 2022, Worden Capital Management LLC in Garden … Continue reading
There are options for customers of Sigma Financial Corporation broker Matthew McDonald (CRD# 2837629) regarding real estate security losses. He has been registered with Sigma Financial Corporation in Walled Lake, Michigan, since 1999. Matthew McDonald Customer Complaints He has been … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Vanderbilt Securities, LLC broker Cary Urich (CRD# 2132001) regarding unsuitable investment recommendations. He has been registered with Vanderbilt Securities, LLC in Greenville, South … Continue reading
Erez Law is currently investigating Mundt & Associates, Inc. owner Justin Mundt (CRD# 5652696) regarding insurance losses. He has been the owner of Mundt & Associates, Inc. in St. Charles, Minnesota, since 2014, an investment adviser representative with Transc3nd in … Continue reading
Were you the victim of Cambridge Investment Research, Inc. broker Glen Ward (CRD# 1986586) regarding stock losses? He has been registered with Cambridge Investment Research, Inc. in Marvin, North Carolina, since 2008, and Cambridge Investment Research Advisors, Inc. in Marvin, … Continue reading
Were you the victim of J.P. Morgan Securities LLC broker Victoria Pierce (CRD# 1311269)? She has been registered with J.P. Morgan Securities LLC in New York, New York, since 2013. Victoria Pierce Customer Complaints She has been the subject of … Continue reading