Former Morgan Stanley financial advisor David Olson (CRD# 1700644) barred by FINRA for engaging in outside business activities. Olson was registered with Morgan Stanley in St. Petersburg, Florida from 2010 to January 2017, when he was terminated regarding, “RR discharged … Continue reading
Did you lose money investing with Money Concepts Capital Corp. financial advisor Craig Sutherland (CRD# 2001873)? Sutherland has been registered with Money Concepts Capital Corp. in Columbus, Ohio since 1994. In January 2018, FINRA suspended Sutherland for 15 days and … Continue reading
Erez Law is currently investigating former Ameritas Investment Corp. financial advisor Michael Blake (CRD# 2022161) regarding losses from a pooled investment fund. Blake was registered with Mid Atlantic Capital Corporation in Paradise Valley, Arizona from May to October 2013 and … Continue reading
There are options for customers of McNally Financial Services Corporation financial advisor Barrett Schultz (CRD# 2741114) who suffered investment losses. Schultz has been registered with McNally Financial Services Corporation in San Antonio, Texas since 2006. Schultz has been the subject … Continue reading
Were you the victim of NJLI Advisors L.L.C. financial advisor and owner Michael Siegel (CRD# 1950871)? In February 2018, the New Jersey Bureau of Securities sanctioned Siegel to $100,000 in civil and administrative penalties and fines and expelled him from … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Accelerated Capital Group financial advisor Wayne Miiller (CRD# 4813645). Miiller has been registered with Aeon Capital Inc. in Scottsdale, Arizona since February … Continue reading
Erez Law is currently investigating former HD Vest Investment Services financial advisor Jerry Raines (CRD# 4578689) regarding losses sustained from investments in the Woodbridge Group of Companies fraud. Raines was registered with HD Vest Investment Services in Kilgore, Texas from … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former UBS Financial Services Inc. financial advisor Walter Stucker (CRD# 2197844) regarding losses due to oil and gas investments. Stucker has been registered … Continue reading
There are options for customers of former NMS Capital Advisors, LLC financial advisor Darrell Rideaux (CRD# 5211032) who suffered investment losses. Rideaux was registered with NMS Capital Advisors, LLC in Beverly Hills, California from August 2016 to May 2017. Previously, … Continue reading
In February 2018, a former client of Legend Securities, Inc. won an award in a FINRA arbitration for compensatory damages for $161,970 plus 4% interest per year and $20,000 in punitive damages, for a total award of $181,970. The investors … Continue reading