Were you the victim of former Nylife Securities LLC broker Ronald Knight (CRD# 5265446)? Knight was registered with Nylife Securities LLC in Timonium, Maryland from 2008 to 2017. In October 2019, FINRA barred Knight after he “consented to the sanction … Continue reading
There are options for clients of LPL Financial LLC broker Yvonne Silguero (CRD# 3211495) who suffered investment losses. Silguero has been registered with LPL Financial LLC in Mcallen, Texas since 2008. In November 2019, a former client of Lone Star … Continue reading
Did you lose money investing with former National Securities Corporation broker Vincent Mazza (CRD# 4332577)? Mazza was registered with National Securities Corporation in Jersey City, New Jersey from 2006 to 2018. In October 2019, FINRA barred Mazza after he failed … Continue reading
Were you the victim of former Raymond James & Associates, Inc. broker E Kyle Davis (CRD# 2995789)? Davis has been registered with Ameriprise Financial Services, LLC in Atlanta, Georgia since January 2019. Previously, Davis was registered with Raymond James & … Continue reading
In February 2020, the Securities and Exchange Commission (SEC) ordered Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network to pay $35 million for harm to investors, related to charges that Wells Fargo failed to reasonably supervise investment advisers … Continue reading
Erez Law is currently investigating former Western International Securities, Inc. broker Clement Chichester (CRD# 1255275) regarding unsuitable investment recommendations. Chichester was with Western International Securities, Inc. in Westlake Village, California from 2012 to 2017, when he was terminated regarding, “Accepted … Continue reading
Erez Law is currently investigating former Northwestern Mutual Investment Services, LLC broker John Chrysadakis (CRD# 5680661) who was recently barred by FINRA. Chrysadakis was registered with Northwestern Mutual Investment Services, LLC in Norwalk, Connecticut from 2010 to 2019, when he … Continue reading
There are options for clients of Wells Fargo Clearing Services, LLC broker Jeffrey Eiler (CRD# 1028716) who suffered investment losses. Eiler has been registered with Wells Fargo Clearing Services, LLC in Fort Lauderdale, Florida since 2006. Eiler has been the … Continue reading
Erez Law is currently investigating New York broker Travis Lippmann (CRD# 5908823) for investment losses due to unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in New York, New York since 2021. Previously, he was registered … Continue reading
Erez Law is currently investigating former VSR Financial Services, Inc. and Summit Brokerage Services Inc. broker Robert Burns (CRD# 4066393) regarding unsuitable investment recommendations in alternative products. Burns has been registered with Cetera Advisor Networks LLC in Greenwood Village, Colorado … Continue reading