Erez Law is currently investigating former LPL Financial LLC broker Michael Mountjoy (CRD# 4421573) who was recently fined and suspended by FINRA. Mountjoy was registered with LPL Financial LLC in Louisville, Kentucky from 2010 to 2018, when he was terminated … Continue reading
Were you the victim of Kestra Investment Services, LLC broker Stephen Curry (CRD# 5207046)? Curry has been registered with Kestra Investment Services, LLC in Lake Forest, Illinois since 2007. Curry has been the subject of one customer complaint, according to … Continue reading
Erez Law is currently investigating former Raymond James broker Daniel Pimental (CRD# 2196343) regarding options losses. Pimental has been registered with Wells Fargo Advisors Financial Network, LLC in Hingham, Massachusetts since 2015. Previously, Pimental was registered with Raymond James Financial … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Oppenheimer & Co. Inc. broker Ernest Mishne (CRD# 2091091). Mishne has been registered with Oppenheimer & Co. Inc. in Beachwood, Ohio since 1995. … Continue reading
Kestra Investment Services, LLC broker Jerry Korchak (CRD# 1990284) faces one pending customer complaint for losses in a retirement account. Korchak has been registered with Kestra Investment Services, LLC in Rockford, Illinois since 2004. Korchak has been the subject of … Continue reading
Erez Law is currently investigating former Hilltop Securities Inc. broker Walter Valenzuela (CRD# 2280224) regarding investment losses due to unsuitable investment recommendations in Unit Investment Trusts (UITs). Valenzuela has been registered with Kestra Investment Services, LLC in San Diego, California … Continue reading
Barred Former J.P. Morgan Securities LLC vice chairman and broker Edward Turley (CRD# 1872294) faces more than $62 million in customer complaints for unsuitable investment recommendations concentrated in master limited partnerships (MLPs), junk bonds, foreign currencies, and preferred stocks. He … Continue reading
There are options for clients of former Janney Montgomery Scott LLC broker Charles Euler Jr. (CRD# 202696) who suffered investment losses. Euler was registered with Janney Montgomery Scott LLC in Radnor, Pennsylvania from 1984 to 2018. In April 2020, FINRA … Continue reading
There are options for clients of Stifel, Nicolaus & Company, Incorporated broker William Mason (CRD# 1863783) who suffered investment losses. Mason has been registered with Stifel, Nicolaus & Company, Incorporated in New Orleans, Louisiana since 2015. Mason has been the … Continue reading
Erez Law is currently investigating former National Securities Corporation broker Mark Cline (CRD# 3206962) regarding the suitability of private placement investment recommendations. He was registered with National Securities Corporation in Wildwood, Florida from 2014 to January 2022. Mark Cline Customer … Continue reading