Were you the victim of Kestra Investment Services, LLC broker Stephen Curry (CRD# 5207046)? Curry has been registered with Kestra Investment Services, LLC in Lake Forest, Illinois since 2007.
Curry has been the subject of one customer complaint, according to his CRD report:
May 2020. “Client alleged breaches of fiduciary duty and related claims associated with services to a retirement fund.” The customer is seeking $7,790,689 in damages and the case is currently pending. The complaint is regarding corporate debt and mutual funds.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Kestra Investment Services, LLC may be liable for investment or other losses suffered by Curry’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.