Were you the victim of LPL Financial LLC broker Albert Wojcik II (CRD# 1397509)? He has been listed as a financial consultant with LPL Financial LLC in Jackson, Michigan, since 2015. He was registered with LPL Financial LLC in Jackson, … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker Todd Chaney (CRD# 4307731) regarding unsuitable investment recommendations. He has been registered with Ameriprise Financial Services, LLC in Omaha, Nebraska, since 2024. He was registered with Advice And Planning Services … Continue reading
Were you the victim of insurance losses due to recommendations by LPL Financial LLC broker Edward Morrissey (CRD# 1873249)? He has been registered with Hornor, Townsend & Kent, LLC in Pittsburgh, Pennsylvania, since 2022. He was registered with LPL Financial … Continue reading
There are options for customers of Tobin & Company Securities LLC broker David Gunderson (CRD# 6191146), who suffered investment losses. He has been registered with Tobin & Company Securities LLC in Charlotte, North Carolina, from 2014 to 2019. In November … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with J.P. Morgan Securities LLC broker Shmuel Maya (CRD# 6043845). He has been registered with Insigneo Securities, LLC in Aventura, Florida, from 2023 to … Continue reading
Can I recover losses from investments with Centaurus Financial, Inc. broker Kenneth McCabe (CRD# 2980438)? He has been registered with Centaurus Financial, Inc. in West Hills, California, since 2011. In May 2013, the Indiana Securities Division entered an order of … Continue reading
Erez Law is currently investigating former National Securities Corporation broker Michael McIntyre (CRD# 2839149) regarding stock losses. He has been registered with B. Riley Wealth Management in Oakbrook Terrace, Illinois, since 2022, and B. Riley Wealth Advisors, Inc. in Oakbrook … Continue reading
There are options for clients of Rockefeller Financial LLC broker James Ratigan Jr. (CRD# 2164078), who is accused of misrepresentation. He has been registered with Seabrook Partners LLC in Doral, Florida, since March 2026. He was registered with Rockefeller Financial … Continue reading
Were you the victim of LPL Financial LLC broker Buddy Mason (CRD# 1721391)? He was registered with LPL Financial LLC in Lakeland, Florida, from 2019 to 2026, Allen & Company Of Florida, LLC in Lakeland, Florida, from November to December … Continue reading
Arete Wealth Management, LLC broker Unbo Chung (CRD# 6208569) is accused of selling away. He has been registered with Arete Wealth Management, LLC in Chicago, Illinois, from 2013 to 2026, and Center Street Securities, Inc. in Kennesaw, Georgia, from 2021 … Continue reading