Erez Law is interested in speaking with investors who may have suffered losses due to investments with Signature Estate Securities, LLC broker Christopher Gardner Mr. (CRD# 6399817), regarding options losses. He has been registered with Signature Estate Securities, LLC in Los Angeles, California, since 2023, and SEIA LLC in Los Angeles, California, since 2020. He was registered with Osaic Wealth, Inc. in Los Angeles, California, from 2020 to 2023, and Towneley Capital Management, Inc. in Laguna Hills, California, from 2015 to 2019.
Christopher Gardner Mr. Customer Complaints
He has been the subject of two customer complaints, according to his CRD report:
April 2026. “Allegations of breach of fiduciary duty.” The customer is seeking $4,000,000 in damages, and the case is currently pending. The complaint was regarding options losses, and it took place while he was registered with Signature Estate Securities, LLC.
March 2026. “Allegations of unsuitability regarding option trading.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding options losses, and it took place while he was registered with SEIA LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Signature Estate Securities, LLC may be liable for investment or other losses suffered by Christopher Gardner Mr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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